On the Soviet Gulag system
Posted: Mon Dec 04, 2023 3:32 pm
GULag
SU HAS A PROGRESSIVE PRISON AND EXILE SYSTEM
The Soviet prison system, as applied to ordinary criminals, embodies a number of progressive penological ideas. Educational and manual training instruction courses exist in the more advanced prisons; prisoners are not required to wear uniforms; and the well-behaved prisoner receives a vacation of two weeks every year, which is certainly a unique Russian institution.
Chamberlin, William Henry. Soviet Russia. Boston: Little, Brown, 1930, p. 124
In the 1930s, as we have seen, the spread of industrialization and collectivization brought about a socialist state with a broad spectrum of social and political rights. As we would expect from such a state, the legal and prison systems that it established were essentially just and nonpunitive. In fact, they were praised and admired by liberal attorneys and penologists throughout the world. People’s courts, in which ordinary citizens sat with a professional judge on the bench, tried 80 percent of all cases, and legal services could be obtained free of charge. As a desirable alternative to prisons, “agricultural and industrial labor colonies” were established where some prisoners brought their families and where they were allowed to marry. The basic objective of the system was rehabilitation, not just in words, as in capitalist states, but in reality, as was dramatically shown, for instance, in the film Road to Life, depicting the regeneration of teenage criminals. One of the most extensive industrial camp projects was the building of the Baltic-White Sea Canal by prisoners, a vast enterprise whose three chief engineers were former “wreckers.” At the completion of the project, 300 prisoners received scholarships, 12,000 were freed, and 59,000 had their sentences reduced. Such was the normal course of working class justice in the USSR. Therefore, if changes were made in some aspects of the system, there must have been reasons for it.
Cameron, Kenneth Neill. Stalin, Man of Contradiction. Toronto: NC Press, c1987, p. 128
We built the Moscow-Volga Canal for the most part with convict labor. Back then, convicts were real criminals and were treated accordingly. Actually, I’d say that on the whole our convicts received fairly humane treatment. They were considered to be the products of capitalist society. Therefore, it was felt that our socialist society should re-educate them rather than punish them.
Talbott, Strobe, Trans. and Ed. Khrushchev Remembers. Boston: Little Brown, c1970, p. 99
Ordinary criminals, such as murderers and thieves, are mixed up indiscriminately in forced labor camps with members of the various disfavored groups such as the kulaks, nomads, ex-priests, and the like. In fact, the authorities seem to have a more friendly feeling for ordinary criminals than for social groups which have opposed their various reforms. They treat a brutal murderer, as a rule, with more consideration than a small farmer who didn’t want to turn his domestic animals and house and garden into a common pool with his neighbors to make a collective farm.
In the winter of 1936, when my wife and I were making a trip by automobile into Yakutsk, the great northeastern province of Russia, our car ran into a ditch soon after crossing the trans-Siberian railway. We had observed large groups of men under guard working on the double-tracking of the Railway, and decided to go back to ask some of them to help us put our automobile back on the road. We had run across many such groups in our travels through the Far East; great gangs of these laborers have been working on the railways being built out there for many years.
When we got back to the railway, there was no guard in sight anywhere; in this isolated country, prisoners could hardly get far off if they wanted to. These men were dressed in ordinary Soviet working clothes, and there was nothing to show they were prisoners, except that they were perhaps a little more ragged than the average worker. We asked them if they would help us out, and they readily agreed.
What struck as most about these people, and those like them whom we had seen elsewhere, was that they did not appear to be what we would call criminal types. It is probable that most of them were not criminals, in our sense of that word; they were rather members of social groups who had failed to co-operate with the authorities in their various schemes for reform.
I was told that political prisoners, including members of other revolutionary groups and disgruntled or disgraced Communists, are seldom if ever put into such prison camps or gangs. If they are considered dangerous, they are confined in concentration camps or isolated prisons. If they are considered merely a nuisance, they are given what is called free exile.
The “free exile” system is uniquely Russian; it is practiced today in very much the same forms as before the Revolution. I encountered free exiles almost everywhere I worked in Siberia, Kazakhstan, and the Far East. I have heard it said that one can meet more former aristocrats and well-to-do people in the Central Asian cities than in Leningrad, the former capital of the Tsars.
Free exile is a comparatively mild punishment. These people can hardly be distinguished from other residents; they move about as they please within certain limits, and usually have regular work. They have been given a “minus,” to use the Russian description. Say, for example, that some petty political offender is given a “minus six.” This is a very common penalty; the political police seem to give it out to anyone even faintly suspected of disloyalty to the regime. The man or woman with a “minus six” cannot live in or visit the six principal cities of European Russia for a number of years.
I came across some fairly distinguished exiles working in remote mining towns in Asiatic Russia. Usually they were doing routine work, such as bookkeeping; it is not easy for them to get responsible work, and most of them would not take it even if it were offered to them, since they would be held to account if anything went wrong. The Soviet police, like police in other countries, round up the most obvious suspects whenever anything goes wrong, and exiles are pretty obvious. Those I knew were very quiet and inoffensive; they usually had a melancholy air, being separated usually from the people and kind of life they had known before.
BUT IN GENERAL I BELIEVE THE HORRORS OF THE EXILE SYSTEM HAVE BEEN EXAGGERATED. BEFORE THE REVOLUTION, ACCORDING TO ALL ACCOUNTS, IT WAS PRETTY TERRIBLE. FORCED LABORERS IN THOSE DAYS, INCLUDING EXILES, WERE KEPT IN LEG -IRONS, WHICH IS NEVER THE CASE TODAY. THE PRESENT AUTHORITIES DO NOT USE LEG-IRONS, HANDCUFFS, OR UNIFORMS FOR PRISONERS IN ANY CASE WHICH IS KNOWN TO ME. But even before the Revolution, according to the books which I have read on the subject, most political exiles were allowed a considerable degree of freedom, similar to that of the free exiles today. If they proved tractable, even in Tsarist days they were allowed to take jobs to eke out their pittance from the Government, and they boarded with small farmers in the cities, towns, or villages of Siberia, and visited among themselves. Some of them even were friendly with Tsarist officials and paid visits back and forth, according to the accounts of those days which seem to be reliable. I have never seen evidence of any friendliness between Soviet officials and exiles.
However, when one reads books written by exiles either before or since the Revolution it becomes apparent that exile is a terrible ordeal to the persons concerned. Why is this? Well, in the first place, no human being enjoys being sent off in disgrace, separated from his family, friends, and old associations, compelled to live for years in some distant part of the country during routine work for a bare pittance. And that is a fair description of the life of an average free exile in Russia today.
There is another reason, too, it seems to me. Exiles for the most part are city people; the dispossessed small farmers were not exiled but put to forced labor. These city dwellers, not being accustomed to existence in undeveloped, isolated country, are naturally unhappy. When I read Leon Trotsky’s description of his periods of exile, for example, I didn’t feel any sympathy for him, although it was clear that he felt very much abused because he missed the cities bright lights and political maneuvers. For myself, I would rather live in the places he was living in than modern cities, and for that reason I couldn’t feel sorry for him.
The word “exile,” and all its implications, arouse a sense of horror in the minds of Americans which I am convinced is seldom felt so keenly by Soviet citizens. The latter are so accustomed to being knocked about by their own authorities, under this as well as previous regimes, that they accept as a matter of course treatment which Americans would heartily resent. A friend of mind had an experience with a Russian family which throws light on this state of mind. The family had a daughter about 19 years old, who sometimes spoke out rather critically about the Government. An old lady who posed as a friend of the family one-day heard her talking, and reported her to the police. The police visited the family’s apartment in the middle of the night, as they usually do in such cases, and took away the girl and a diary she had kept from the age of 15.
The girl was kept for two months in the Moscow prison for political suspects, during which time her family was not permitted to communicate with her. At the end of that period, the mother was called in and told she could talk with her daughter for 20 minutes. The girl told her the police had decided she had “counter-revolutionary moods,” and would therefore be exiled for two years. My friend, talking to the mother, asked: “And what do you think of such treatment?” The mother replied earnestly: “Oh, we are very much pleased because our daughter received only two years of free exile; she might have been sent to a concentration camp.”
As a matter of fact, there is not a great deal of difference, so far as I could observe, between the treatment accorded to those in free exile and those who are presumably entirely free. FROM THE AMERICAN VIEWPOINT, ALL SOVIET CITIZENS ARE TREATED VERY MUCH LIKE PRISONERS ON PAROLE, ESPECIALLY SINCE THE OLD TSARIST PASSPORT SYSTEM WAS REVIVED IN 1932. Every citizen must have a passport and register it with the police at regular intervals; the must show his “documents” whenever he turns around. He has to get special permission to travel from one part of the country to another, and register with the police wherever he goes. He must have a very special standing with the authorities to get permission to leave his country; only a few hundred get such permission every year.
Littlepage, John D. In Search of Soviet Gold. New York: Harcourt, Brace, c1938, p. 135-139
Practically speaking, there’s not much difference between the Soviet citizen sentenced to free exile and the citizen who is refused a residence permit in the larger cities of European Russia. The former knows that he cannot visit or live in certain cities, and this may be a very severe hardship upon him if his family lives in one of these cities. Husbands and wives, parents and children, are often separated for years as a result of this system. But the same is true, to a lesser degree, by the working at the passport system, which enables the authorities to refuse permission to any citizen to live in overcrowded cities. I have known them to refuse permission to a husband or wife to join the rest of the family in a city on the grounds that there was no more room.
In any case, if family ties are strong enough, a husband or wife will follow the other into exile or will rejoin each other in the provinces if it is impossible for both to get permission to live in some desirable city. The authorities never refuse permission to leave cities, although an official might lose standing in the bureaucracy if he left responsible work where he could not easily be replaced merely for the sake of having his family with him.
Littlepage, John D. In Search of Soviet Gold. New York: Harcourt, Brace, c1938, p. 141
The officials have become callous in this respect, at least from our viewpoint. A friend of mine told me about a former aristocrat who was arrested during a general roundup of suspects at Leningrad in 1934. He was held in prison for a couple of months, and then the police said they could find nothing against him, and let him go. He returned to his apartment, looking for his wife, from whom he had heard nothing all this time.
The apartment was empty, and his wife was nowhere to be found. Someone had broken into his apartment while he was in prison and taken off most of his personal possessions. That didn’t bother him so much, but he was very fond of his wife and gave up his whole time to the search for her. He could get no clue in Leningrad, and finally came to Moscow, where he learned that she had been exiled to Central Asia. He immediately telegraphed to her that he was joining her as soon as possible, and started making preparations for the trip.
A Soviet official heard somehow what this man was planning to do, and called him into his office. “Apparently you have misunderstood the situation,” said the official. “The police have cleared you, and you’ll have no further trouble. You have a good job waiting for you either at Leningrad or here in Moscow. You have done good work for us in the past, and we will see that you get ahead. Under the circumstances there is no need for you to go to Central Asia.”
“But my wife is there,” replied the Leningrad resident. “She was exiled, and cannot get permission to return to European Russia for several years. She is not in good health, and I am concerned about her. She needs someone to look after her, and I will have to go to her.”
Littlepage, John D. In Search of Soviet Gold. New York: Harcourt, Brace, c1938, p. 142
The Soviet official shook his head. “In my opinion, you are very foolish, my friend,” he said. “Your wife has been branded with the mark of an exile, while you have been entirely cleared. You will lose your own favorable position with the authorities if you rejoin her now, and will never get ahead so long as you stick to her. It is better for you to break with the past once and for all.”
The Leningrad man replied quietly: “My wife means more to me than my career, or a favorable status with the authorities.”
The official shrugged his shoulders. “In that case, you are not the man we had believed,” he said. “Go to central Asia, by all means.”
Littlepage, John D. In Search of Soviet Gold. New York: Harcourt, Brace, c1938, p. 143
Persecution of prisoners already in the gulag took place under Yezhov; such reports cease after Beria took charge of the NKVD in late 1938.
Different kinds of camps and exile with widely varying features and regimens existed, indicating that gulag practice was not simply to hold or destroy innocent people. Prisoners were treated according to the nature and degree of the crimes for which they had been convicted. The NKVD colonel Almazov reported that inmates sentenced to administrative exile were often hired by the camps as free workers. The gulag administration did not need to house, guard, or feed such people, whose productivity was higher than that of the regular prisoners. And Avar man arrested in 1937 went to a state farm in Kazakhstan, part of a colony of such NKVD facilities. “We all worked very hard in the hope of eventual freedom.” He recalled. Nor did he report any starvation at his site. A young Russian man arrested in the same year was sent to a factory in Archangel. Not kept under guard, he was taught how to use a powersaw for wood. “I learned and worked hard on this machine,” he said later. This man was not a political prisoner; people in that category worked in the forests under guard and had a high mortality rate. Instead of being used for economic gain, politicals were typically given the worst work or were dumped into the less productive parts of the gulag.
The difference in treatment for the two categories of prisoners is also illustrated in the memoirs of Victor Herman. He contrasted the camps Burepolom and Nuksha 2, both near Viatka, in the north of Russia. In Burepolom there were about 3000 prisoners, all nonpolitical, in the central compound. They could walk around at will, were lightly guarded, had unlocked barracks with mattresses and pillows, and watched western movies. But Nuksha 2, which housed serious criminals and politicals, featured guard towers with machine guns and locked barracks and allowed no correspondence….
Earlier in the decade [the 1930s], prisoners and exiles more often worked at their specialties, as did a Russian man who lived near the Usbirlag after his arrest in 1933. At that time prisoners could shorten their sentences by overfulfilling the work norms. The newspaper Perekovka of the White Sea-Baltic Combine, marked “not for distribution beyond the boundaries of the camp,” lists 10 prisoners released early in 1936 for good performance. Here were powerful incentives to work hard.
Other productive options were open to inmates at this point. In early 1935, the same paper mentioned a course in livestock raising held for prisoners at a nearby state farm; those who took it had their workday reduced to four hours. During that year the professional theater group in the camp complex gave 230 performances of plays and concerts to over 115,000 spectators.
Up to 1937 free men and inmates, though never politicals, were used as armed guards. Camp newspapers and bond drives existed until then; although it is ironic and cruel to collect money for the state from prisoners, it is at least an indication that they were still regarded as participants in society to some degree.
Thurston, Robert. Life and Terror in Stalin’s Russia, 1934-1941. New Haven: Yale University Press, c1996, p. 102-104
It [the Baltic-White Sea Canal] was finished, as far as it ever was to be, in May 1933. In July Stalin himself, with Kirov, Yagoda, Voroshilov and others, visited the canal and went on a short boat trip. This was the occasion for a vast public build-up of the project as not merely an industrial but also a moral triumph, in that the Soviet penal system was born humane and rehabilitatory. Many prisoners were quoted as expressing their joy at having been saved and turned into decent citizens. A group of writers, including Gorky, was sent to the canal, and a ludicrous book emerged. Gorky seems to have been genuinely taken in. [Conquest has the ludicrous book]
Conquest, Robert. Stalin: Breaker of Nations. New York, New York: Viking, 1991, p. 186
In May 1934 civil rights were restored to labor deportees, and from January 1935 the right to vote.
Siegelbaum and Sokolov. Stalinism as a Way of Life. New Haven, Conn.: Yale University Press, c2000, p. 97
But the prison administration was held strictly responsible for the actual life of every prisoner. This was taken to such paradoxical lengths that “in the same cell you would find prisoners suffering severely from the effects of interrogation about which nobody bothered, while every conceivable medicine for the prevention and cure of colds, coughs, and headaches were regularly distributed.” And great precautions were taken against suicide.
Conquest, Robert. The Great Terror. New York: Oxford University Press, 1990, p. 265
In the village of Palatka [north of Magadan on the Pacific Coast] I spoke to Boris Sulim, who had worked in one of the camps when he was a teenager and was now serving on the local raikom, the Party committee….
Under Stalin, Sulim worked in the Omsuchkan camp, about 400 miles from Magadan. “I was 18 years old and Magadan seemed a very romantic place to me. I got 880 rubles a month and a 3000 ruble installation grant, which was a hell of a lot of money for a kid like me. I was able to give my mother some of it. They even gave me membership in the Komsomol. There was a mining and ore-processing plant which sent out parties to dig for tin. I worked at the radio station which kept contact with the parties.
“If the inmates were good and disciplined they had almost the same rights as the free workers. They were trusted and they even went to the movies. As for the reason they were in the camps, well, I never poked my nose into details. We all thought the people were there because they were guilty.
Remnick, David. Lenin’s Tomb. New York: Random House, c1993, p. 425
From 1947 to the mid-1950s numerous individuals were denied the right to leave the U.S. on the grounds of their leftist political associations or beliefs, while blanket prohibitions were applied to travel to certain socialist countries. The U.S. State Department’s policy of denying exit from the country to those whose overseas activities might not be in the ‘best interests of the United States’ was incorporated into the 1950 McCarran act, which forbade the issue of passports to members of the Communist Party, and the 1954 Internal Security Act, which gave the Secretary of State discretionary powers to refuse to issue an individual a passport. At this time, individuals who left the U.S. without a valid passport (even to go to Mexico or Canada) were subject to criminal penalties on their return. As the Cold War diminished in the late 1950s the Secretary of State’s discretionary powers withered away. However, restrictions remained on travel to some countries, for political reasons (for example, Cuba, China, Vietnam, Albania) throughout the mid-1970s, and Iran in 1980, and were reinforced by the threat of criminal action. In 1981, the Reagan Administration once again restricted travel to certain countries–for example, to Cuba and Vietnam.
Szymanski, Albert. Human Rights in the Soviet Union. London: Zed Books, 1984, p. 21
…virtually all states, almost throughout history, have put serious difficulties in the way of those members of their populations who wished to leave their territory.
Szymanski, Albert. Human Rights in the Soviet Union. London: Zed Books, 1984, p. 23
According to Wheatcroft:
“The category of forced labor without confinement had existed from the 1920s. By the mid-1930s about half of all those sentenced to forced labor served this sentence without confinement, generally at their normal place of work. The sentences were normally for periods of up to six months or in some cases a year. Up to 25 percent of the normal pay was deducted from wages.”
Szymanski, Albert. Human Rights in the Soviet Union. London: Zed Books, 1984, p. 246
Russia’s pre-revolutionary prison system was probably the most backward in Europe. Today Russia has the most advanced penal code in the world….
On must understand the underlying ideology of Marxism if one would comprehend the prison system of the USSR. With the Revolution the old penological theories were junked along with all the rest of the prevailing cultural bases. According to Marx, Engels, and their modern interpreter, Lenin, crime is the product of the capitalistic economic system. Change the economic order and the fountainhead of all crime dries up. Since, however, the revolution cannot accomplish the change from a capitalist to a communist society at once, there are forms of anti-social activity due to the transitional stage through which Russia is now passing.
Davis, Jerome. The New Russia. New York: The John Day company, c1933, p. 219
Russia’s penal code is based upon no sentimental humanitarianism. Like her other laws it is the outcome of cold logic working from certain premises looked upon as self-evident with the same assurance as that of the mathematician who accepts the axioms of geometry. These axioms are the fundamental Marxian and Leninist principles. From these grow the fundamental penological principles. These principles may be summarized as follows:
1. “Wrongs” are the results of long centuries of acculturation in a capitalistic society.
2. Some individuals are unable to adapt their habits to a new social order.
3. Others can more easily form a new habit pattern and thus can adapt themselves to a new order of things.
4. The purpose of “punishment” is to protect society.
5. Society should attempt to change the attitude of “wrong-doers” by every method known to modern pedagogical and medical science.
6. Those who cannot be “reformed” should be eliminated from society for its protection.
No sentimentality here; just cold logic. No tears over the possible mistakes made in selecting those to be eliminated; some risk must be taken for social protection. However, every effort must first be made to correct the wrong-doer….
The Soviet leaders recognize that a capitalistic society cannot at once be transformed culturally into a communistic one. Socialism is the intermediate stage….
During this period of restraint society has a chance to order the life of these persons most closely and if possible convert them into good members of society. The first task is to train them in industry. So the prisons are great trade schools. Recognizing that in the transition period of socialism the economic motive must be kept alive for the individual, the Soviet authorities provide that the prisoner must be paid practically the same wage as the free man, consideration being given to the cost of his maintenance….
More interesting still, instead of conducting their prisons on the theory that prison labor and free labor are in inevitable conflict, Russia arranges the closest connection between prison labor and free labor. The prisoner must be brought to realize the solidarity of all labor. He is not an outcast, but a part of the labor-force of the nation. If he is a member of a trade union upon being sent to prison he does not lose that connection. In fact the prisoner who shows by his industry and conduct that he is one with the great body of free workers may be sent from the prison during the later stages of his sentence to work in a factory….
In accordance with their theory of the purpose of confinement the Soviet authorities have done away with life sentences; the longest sentence is 10 years. If a man cannot be changed in that time he cannot be changed at all….
As indicated above, capital punishment is reserved for incorrigible criminals….
It is clear that the system is devised to correct the offender and return him to society. The means employed are associated labor, social pressure, education for a trade, education in Sovietism and in certain stubborn cases disciplinary treatment. In all these institutions the Code provides that there shall be no brutality, no use of chains, no deprivation of food, no use of solitary confinement, and no such degrading devices as interviewing visitors through screens. Prisoners are transferred from one institution to another as the authorities see improvement in attitude and conduct. Work for all is compulsory. Two days of labor counts as three days of the sentence for those who make good progress. Labor conditions in the prisons are controlled by the same labor code as governs free laborers. Those condemned to labor in these institutions are entitled to two weeks’ furlough each year after the first 5 1/2 months. If they belong to the working class, this furlough is deducted from the sentence. The wages paid the prisoners are about the same as those paid free labor less the cost of maintenance. Those condemned to forced labor receive about 25% less. The prisoner may spend a greater proportion of his wages as he advances in grade. The institutions must be self-supporting, so careful management is required….
The educational work in the prisons is a unique feature. There is regular class work, recreation with an educational aim, wall-and printed newspapers, clubs, theatrical performances, sports, musical activities, and self-government in the most advanced grades. Every sort of stimulus and pressure is brought to bear to socialize (” sovietize”) the inmates. In the institutions I visited, including old Czarist buildings and modern farm industrial colonies, I saw these activities carried on with great enthusiasm and earnestness. Perhaps the most interesting of all I saw was the GPU industrial colony outside a Moscow, called Bolshevo. Founded by the GPU for homeless children, it has become one of the most progressive correctional institutions for young offenders, both male and female, I have ever seen. With 2000 inmates, without walls and with very few guards, it appears to be a great industrial village….
The disciplinary measures are limited to reduction in grade with loss of privileges, limitation of the use of personal funds, isolation of the individual up to 14 days and in removal to an isolator where harsher treatment prevails. However, solitary confinement in Russia does not exist in our sense of the word. It is prohibited by Paragraph 49 of the Code. It consists of a stricter separation from the outer world, disbarment from outdoor work and from furlough.
Davis, Jerome. The New Russia. New York: The John Day company, c1933, p. 221-229
However, as the writer visited prisons, especially the farm and industrial colonies, he was shown the pictures of many graduating classes and was told of many who had become agronomists and technicians on Russian state farms and collectives and in Russian industrial establishments….
The following appraisal is a summary of the writer’s judgment of the Russian experiment in dealing with offenders. Space does not permit justification of his opinion. He can say only that these judgments are based upon what he was able to learn from those in Russia in a position to know what are the results of the system and upon his long and rather extensive observations in the prisons of a large part of the world….
For those who show by their conduct that they are amenable to correction every effort is made to prevent the development of a sense of social isolation; solidarity with the dominant group is cultivated in every possible way….
For those who show that they are incorrigible there is only one end — elimination. Before that end is reached every effort is made to correct them. From the Soviet point of view that is the purpose of the colonies of kulaks and other “enemies of the public” at Archangel and in Siberia….
The emphasis upon the role of economic opportunity and industrial and social training in correction is found nowhere else. Even negative disciplinary measures are conceived as reformative in purpose. There is no punishment for retribution.
Davis, Jerome. The New Russia. New York: The John Day company, c1933, p. 236
The introduction of a kind of self-government into the Russian institutions is the most thorough-going attempt to apply this principle [the principle of involving prisoners in prison governance] ever attempted. It seems rather complicated, but those with whom the writer talked about it said that it works remarkably well. It attempts to do away with some of the abuses found in the American experiments and yet brings to the prisoner a sense of participating responsibility.
Davis, Jerome. The New Russia. New York: The John Day company, c1933, p. 238
The farms and industrial colonies without walls and with a minimum of guards is an experiment worth watching. So far as the writer could learn, it works well, if proper personnel is in charge and if careful attention is given to the selection of the inmates….
The method used to keep intact the economic and social ties are unique and effective. The periodical furloughs with the family is a step forward. The prison wage is wholly commendable. The effort to keep in close touch the prisoner and free laborers and employers is most commendable.
Davis, Jerome. The New Russia. New York: The John Day company, c1933, p. 239
We were taken aback by the liberty that prevailed among the prisoners. In our previous prisons we had seen nothing like it. But greater surprises lay in store for us.
The following day comrades showed us papers published in the prison. What a diversity of opinion there was, what freedom in every article! What passion and what candor, not only in the approach to theoretical and abstract questions, but even in matters of the greatest actuality. Was it still possible to reform the system by peaceful means, or was an armed rising, a new revolution required? Was Stalin a conscious or merely an unconscious traitor? Did his policy amount to reaction or to counter-revolution? Could he be eliminated by merely removing the directing personnel, or was a proper revolution necessary? All the news-sheets were written with the greatest freedom, without any reticence, dotting i’s and crossing t’s and–supreme horror–every article signed with the writer’s full name.
Our liberty was not limited to that. During the walk which brought several wards together, the prisoners were in the habit of holding regular meetings in a corner of the yard, with chairman, secretary and orators speaking in proper order. When the order of the day could not cope with all the business, debates were postponed until the next recreation-time. At these meetings the most dangerous and forbidden subjects were discussed without the least restraint and without any fear whatsoever. The invigilating inspector would sit down somewhere or walk to and fro. He no doubt made his reports in the proper quarters, but nobody seemed to be in the least concerned with that. At these meetings Stalin came off very badly, being called all sorts of names. I have seen many things in the USSR but none so bewildering as this isle of liberty, lost in an ocean of slavery–or was it merely a madhouse? So great was the contrast between the humiliated, terrified country and the freedom of mind that reigned in this prison that one was first inclined toward the madhouse theory. How was one to admit that in the immensity of silence-stricken Russia the two or three small islands of liberty where men still had the right to think and speak freely were… the prisons?
Ciliga, Ante, The Russian Enigma. London: Ink Links, 1979, p. 199
The Amnesty Commissions periodically visited the prisons and the prison administrations prepared list of those recommended for amnesty. Candidates for amnesty came firstly from among the “activists,” the so-called “enthusiasts for socialism” re-educated in prison; secondly from those obviously sentenced in error; thirdly from the gravely ill whose upkeep cost far more than could be covered by any possible unpaid labor they might be able to do.
Ciliga, Ante, The Russian Enigma. London: Ink Links, 1979, p. 365
PRISONS IN SU REHABILITATE PEOPLE VERY WELL
Many former prisoners from the Baltic-White Sea Canal, after receiving freedom together with special prizes and high honors for their good work, went of free choice to help build the Moscow-Volga Canal, another convict-labor job. Here they were especially valued because through their own experience they understood the process through which new prisoners had to go and were especially skilled in helping them make themselves over….
So well known and effective is the Soviet method of remaking human beings that criminals occasionally now apply to be admitted. I met one such man in Gulin village. Notorious locally as a thief and drunkard, he had a dozen convictions to his discredit, till at last he went to the authorities saying: “I’m a man destroyed, but I want to be made over.” They sent him to a labor camp whence he returned a qualified worker. Bolshevo Commune, the most famous “cure” for criminals, can be entered only by application approved by the general meeting of members. It’s waiting list is so long that it accepts only the most hardened cases, priding itself on being able to make over persons who cannot become cured in any other institution. Its strength lies in its large membership of intelligent former criminals, who apply to new entrants their intimate knowledge of the criminal mind.
Crime today is rapidly diminishing in the Soviet Union. From 1929 to 1934 sentences for murder decreased by 1/2 while sex crimes fell off to 1/4. The cause is found in the growing strength of the Soviet environment to remake human beings; the penal policy is only a supplementary force. A striking example of the play of both causes may be found in the figures of prostitution. Pre-war Moscow had 25,000 to 30,000 prostitutes; these sank by 1928 to about 3000, a diminution clearly due to economic causes.
Strong, Anna Louise. This Soviet World. New York, N. Y: H. Holt and company, c1936, p. 261
Kulaks committed arson, cattle-killing, murder, and were exiled in large numbers; anti-Soviet engineers and officials sabotaged and were sent to labor camps. Today the kulaks have been amnestied, not only because many of them have recovered their civil status by honest labor, but also because the collective farms in the villages are strong enough to withstand their attack and absorb them. The labor camps which supplanted prisons are themselves diminishing, partly because they have “cured” their inmates, and still more because the normal free life of Soviet society is becoming strong and prosperous enough to have a direct regenerative influence on those social misfits that remain.
Strong, Anna Louise. This Soviet World. New York, N. Y: H. Holt and company, c1936, p. 264
I had received my background on the Polish question from members of the Polish government-in-exile when I was in London in 1943. I was entertained at dinner by the Minister of Information of the London group. Present at the dinner were some Poles who had been imprisoned in Russia. They told me what they considered worst in their prison experiences. It so happened that I had for a time been Director of prisoner of war work in Canada for the World Committee of the YMCA and their description of conditions did not show the Russian camps to contrast unfavorably with those of Canada. They had been put to work, but that was a policy I had continually urged upon the Canadian government.
Davis, Jerome. Behind Soviet Power. New York, N. Y.: The Readers’ Press, Inc., c1946, p. 99
Sentences to prison are limited to 10 years, even for the most serious offenses, including murder. Up to 1921 the maximum was only five years. In practice, time off for good conduct cuts the ten-year sentence to five or six. The theory of this limited prison sentence is that Soviet prisons are intended to reform, not punish, and that if a man can’t be reformed in 10 years, he can’t be reformed at all. The death penalty, applied to a long list of crimes and rather commonly resorted to up to 1927, was abolished on the 10th anniversary of the Revolution for all cases except political crimes and armed robbery.
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 65
The maximum prison sentence in Russia for any offense, criminal or political, is 10 years. The theory as applied to criminals is that if they cannot be reformed in that period they cannot be reformed at all, and so a longer time is useless. In political cases 10 years is evidently regarded as long enough for any offense not punished by death. The 10 years is, in practice, often reduced to six or seven by good behavior.
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 203
[Jan. 27, 1925 NKVD circular on measures for developing work in areas of labor camps]
The Corrective Labor Code defines our basic mission as assigning inmates to productive employment for the purpose of imparting the benefits of corrective labor to them.
In order to develop inmates employment, inmates should be organized as self-supporting work units exempt from all national and local taxes and levies….
According to our information, it is obvious that work programs for inmates have not been organized at any large number of places of incarceration, thus depriving the inmates of the benefits of corrective labor, i.e., the places of incarceration are failing to accomplish their primary mission as defined by the Corrective Labor Code.
Koenker and Bachman, Eds. Revelations from the Russian Archives. Washington: Library of Congress, 1997, p. 141
… This book [a volume on the construction of the White Sea-Baltic Canal], with contributions by Gorky… and other notable writers, extolled the rehabilitative benefits of the prison labor project; many of those who worked on the canal were rewarded subsequently with pardons.
Koenker and Bachman, Eds. Revelations from the Russian Archives. Washington: Library of Congress, 1997, p. 153
The Governor came to see me in prison at 10:00….
“You see, Kleist, the essential difference between investigation and punishment in the USSR and in your capitalist countries is that with us the investigatory period is one of rigid discipline and inquiry, and the so-called ‘punishment’ period is a reformatory one in which we make it as easy as possible for the prisoner to adjust himself to normal society. With you, the investigatory period is one of leniency and the punishment period is one of savage reprisal of society against one whom in practice it henceforward rejects.”
Edelman, Maurice. G.P.U. Justice. London: G. Allen & Unwin, ltd.,1938, p. 192
In August 1935 Pravda added a weighty editorial voice to this campaign when it announced that “to punish for mistakes–this is the last resort. It is necessary to teach how to avoid mistakes…. It’s necessary to remember a basic rule: persuade, teach, help.” Repression was to be used only in “extreme cases,” but even then it should also educate.
Thus, during 1935 Party organs and the central authorities of the judicial system issued a series of strong warnings to lower courts and prosecutors alike that petty problems and infractions were not to be considered crimes, that cases of counter-revolution were not to be pressed unless serious, and that careful attention to evidence was the order of the day. Krylenko’s and Vyshinsky’s protests against NKVD behavior and the wide application of Article 58 had a similar thrust.
Thurston, Robert. Life and Terror in Stalin’s Russia, 1934-1941. New Haven: Yale University Press, c1996, p. 14
All inmates of the institution have a classification. The citizens who have “gone wrong” and are sent to prison are at the beginning placed in the first category. They are left there until the observation committee approves of them being promoted to the second category. While they are under this first classification each is allowed three days’ vacation a year–to go home or anywhere they please, but must report back to the prison on the assigned day. Those deserving a promotion are raised to the second category which gives them seven days a year vacation in addition to other privileges. When promoted to the third category they receive one month. These vacations are counted in each case as a part of their sentence.
If a prisoner is released on good behavior he is given a job. But if convicted of a crime again, the new sentence, plus the remaining part of the old sentence, is added to the time he must serve. Every prisoner is allowed to go anywhere in the prison he pleases and the trusted ones are given the right to be guards. If on account of bad behavior, a prisoner is punished by isolation in a cell and only allowed to walk around where there are no other inmates, this punishment the prison warden said is to remind him of his misbehavior and has produced good results.
The institution contained a factory where every prisoner had to work if able. The inmate who did not already know a trade is taught one, both by theory and practice, so when released he is much abler to find employment. Each is paid a wage for his work and allowed to spend a certain amount for incidentals at the prison store, the remaining part is put in a bank account; and when released, each one has his savings account money returned so that he can care for himself and therefore would not be so apt to commit another crime. The wage ranges from 50 to 60 rubles a month. This is thought to be low enough so as not to compete with other labor, for if wages were equal or better the workers might have a tendency to commit crime to take advantage of it as the wage is a clear one, the prisoners being free of the expenses of food, clothes, and shelter.
All prisons are considered open prisons, the only isolated ones being in north Siberia and they are isolated only in the sense that prisoners are kept in a prison community. Only exceptionally bad prisoners are sent there and the repeaters who have a long list of crimes. These, however, are those classed as “incurables.”
This prison contained no confinement cells–I had the privilege of going anywhere I wished here and found nothing of this sort. The number of inmates in each cell were three. The condition of the cells would be classified as average, each having a good sized window which let in sufficient light. As for the food and clothes, these items, too, may be said to be average.
The Soviet idea of treating a criminal is not to beat and punish him by physical force, but to consider him as a citizen “gone to wrong” and help train him to be a law-abiding citizen. If a person has a prison record it does not in any way hinder him from getting employment. Quite different from our prison system!
There are only two things which every prisoner is forced to do and that is, learn to read and write while in confinement.
Sometime later I saw a group of prisoners doing harvest work with machinery on one of the government farms. There were only a few guards on hand and no evidence whatever of exploitation.
Wright, Russell. One-Sixth of the World’s Surface. Hammond, Ind., The Author, c1932, p. 33-34
The state proclaimed a policy of “reformation through forced labor.” Those who actively showed their worth in “the building of socialism” had a good chance of being pardoned, rewarded, even allowed to continue their careers. In the 1930s a highly popular film “Prisoners” depicted the rapid reeducation at the Baltic-White Sea Canal Construction Camp of both criminals and political prisoners, transformed into active participants in building socialism.
Siegelbaum and Sokolov. Stalinism As a Way of Life. New Haven, Conn.: Yale University Press, c2000, p. 89
Forced labor, in the strict sense, was imposed on peasants who had resorted to violence in resisting collectivization. They were treated like criminals and were subject to imprisonment. Here history played one of its malignant and gloomy jokes. Soviet penitentiary reforms of earlier years, inspired by humanitarian motives, viewed the imprisonment of criminals as a means to their re-education, not punishment. They provided for the employment of criminals in useful work. The criminals were to be under the protection of trade unions; and their work was to be paid at trade-union rates. As the number of rebellious peasants grew, they were organized in mammoth labor camps and employed in the building of canals and railways, in timber felling, and so on.
Deutscher, Isaac. Stalin; A Political Biography. New York: Oxford Univ. Press, 1967, p. 336
QUESTION: Is the 0GPU under another name employing two or 3 million political prisoners in carrying out a program of forced labor?
ANSWER: The picture that these words aroused for the average American–of idealistic intellectuals condemned to heavy, unpaid, chain-gang work–does not exist in the USSR.
There are, however, “labor camps” in many parts of the country, as part of the Soviet method of reclaiming anti-social elements by useful, collective work. They replace prisons, which have been steadily closing; I have found old prison buildings remodeled as schools. Men in the labor camps draw wages, have vacations in which they leave the camp, and rise in their profession like free workers. They work at their specialty; engineers do large-scale engineering, intellectuals do cultural work, teaching and clerical work; actors put on plays, unskilled workers are trained in trades and illiterate men get schooling. Their wives and families are often allowed to visit them for extended periods.
These camps usually work on some nationally famous project which is intended to stir instincts of creative energy and collective pride. Men who respond to these motives may rise to the highest honors. The Baltic-White Sea Canal, for instance, was celebrated not only as an achievement in construction, but as a place where criminals “made themselves over.” Many former thieves, saboteurs, murderers, received the Order of Lenin, the highest honor in the country.
Strong, Anna Louise. “Searching Out the Soviets.” New Republic: August 7, 1935, p. 358\
Likewise, throughout [until] 1936, except in extraordinary conditions (such as the Civil War of 1918-1920, and the rural conflict of 1930-31) very few opponents were executed. The standard remedy for active opponents of the regime (as it was for common criminals) was socialist re-education, in good part through productive labor. This represented a humane and largely effective strategy…. Until 1937 the conditions applying to those actually confined for active opposition to the regime were considerably better than those for ordinary criminals; until 1937 torture was officially prohibited in the USSR (and, in fact, was rare). It was standard practice for those sentenced to a term in labor re-education camps in the remote region of the country to return to their old positions (as engineers, party leaders, etc.) after a relatively short time;…
Szymanski, Albert. Human Rights in the Soviet Union. London: Zed Books, 1984, p. 228
SCOTT DESCRIBES TREATMENT OF MAGNITOGORSK PRISONERS
There were almost no acquittals in Magnitogorsk in 1937, nor were there more than half a dozen death sentences. After the trial, the operative department of the NKVD turned the convicts over to the ULAG (criminal camp administration), whose job it was to get certain construction work done, using the labor of the convicts, and also to carry on re-educational work. The ULAG was a completely separate and independent part of the NKVD organization. They received a prisoner accompanied by a frayed document stating that he had been convicted on such-and-such an article. Beyond this they knew nothing. Their job was to build dams and railroads, and in the interest of high productivity, if for no other reason, they treated the prisoners as well as possible.
Arrived at the construction job, the prisoners received better food than they had had since their arrests and warm, sturdy clothes, and were told that from then on the thing that counted was their work. Until 1938, twenty, forty, or sixty percent of their sentences were frequently commuted for good work….
Alexei Pushkov, the chief of the Magnitogorsk NKVD during 1937, was himself purged in 1939 for his excessive ardor in purging the people of Magnitogorsk.
Scott, John. Behind the Urals, Boston: Houghton Mifflin Company, 1942, p. 193
At the time of their arrest, “saboteur”-Communists apparently expected that they would suffer a relatively light punishment, much like the nonparty specialists at the beginning of the 1930s, who were given decent living and working conditions after their trial. John Scott tells how in 1932, the GPU sent to Magnitogorsk 20 to 30 engineers who had been convicted in the case of the “Industrial Party.” Upon arriving in Magnitogorsk with their families, they were given four-room cottages and automobiles. They worked under contracts according to which they were paid 3000 rubles per month (10 times more than the wage of an average worker). Although they were watched by the 0GPU, they were allowed to go hunting on holidays in the forests of the Urals located tens of kilometers from the city. “They were also given highly responsible positions and instructed to work hard in order to prove that they really intended to become good Soviet citizens.” One of the former “wreckers” worked as the chief electrician at the combinat, another as the main engineer at a chemical plant. Several of them were decorated with medals for labor achievements.
Rogovin, Vadim. 1937: Year of Terror. Oak Park, Michigan: Labor Publications, 1998, p. 269
SECRET POLICE ARE FAIR TOWARD PRISONERS
All the British subjects at the Metro Vickers trial, however, subsequently revealed that they had been treated with great politeness and consideration by the Soviet authorities. None of them had been subjected to any form of coercion, 3d agree methods or force.
Alan Monkhouse declared of his OGPU examiners in a statement in the London Dispatch on March 15th: “they were extraordinarily nice to me and exceedingly reasonable in their questioning. My examiners seemed first-rate men who knew their job. The OGPU prison is the last word in efficiency, entirely clean, orderly and well-organized. This is the first time that I have ever been arrested, but I have visited English prisons and can attest that the OGPU quarters are much superior. OGPU officials showed every concern for my comfort.
Sayers and Kahn. The Great Conspiracy. Boston: Little, Brown and Company, 1946, p. 175
But it is said by those who have dealt constantly with the GPU in behalf of prisoners, that the heads, when they can be reached, are solicitous to correct the injustices or abuses of their subordinates. Even Dzerzhinsky, head of the old Cheka, was scrupulous in such cases, though severe–and he was fairly accessible.
While the GPU is the strong arm of the Soviet state for the protection of the Revolution and to keep the way clear of obstructions to the State’s program, it is essentially an organ of the Communist Party under the control of the Central Committee, as its creator, Dzerzhinsky, insisted it should be. It does not get out of hand, as do the secret services in some other countries–as, for instance, in the United States under the Daugherty-Burns regime.
To the minds of opponents of the Soviet regime the GPU bulks big. It is to them the Red Terror, supreme, lawless, all-powerful, ruthless, shooting at will on suspicion. But to any sober student of the political phenomena of Soviet Russia the GPU must appear as an exceedingly well-organized and efficient military police, with the function of combating all opposition, but working within definite bounds under the central political authority–to all appearances quietly, almost invisibly.
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 194
Concentration camps and temporary prisons for political prisoners or hostages were established in Soviet Russia during the civil war that followed the revolution. But it was not until the early 20s that a more or less regular penitentiary system began to be introduced and laws elaborated to apply to it. The regimen for political prisoners in the ’20s was relatively lenient. They received extra food, were exempt from forced labor, and were not subjected to humiliating inspections. In political jails self-government was allowed; the politicals elected “elders,” who dealt with the prison administration. They kept their clothes, books, writing materials, pocket knives; they could subscribe to newspapers and magazines. Their imprisonment was regarded as temporary isolation during a national emergency.
For example, on December 30, 1920, when the civil war had barely ended, the Cheka issued a special order;
“Information received by the Cheka establishes that members of various anti-Soviet parties arrested in political cases are being kept in very bad conditions…. The Cheka points out that the above-listed categories of people must not be regarded as undergoing punishment, but as temporarily isolated from society in the interests of the revolution. The conditions of their detention must not have a punitive character.”
One incident highlights the prison customs of the time. When Kropotkin, the Anarchist patriarch, died in his home near Moscow, hundreds of Anarchists who had been put in Butyrskaya prison for anti-Soviet activity demanded permission to attend the funeral of their teacher. Dzerzhinsky ordered that the Anarchists be let out on their honor. After the military funeral they all returned, to a man…?
Of course, in the early 20s there were quite a few instances that could be classified as insulting treatment of prisoners by the GPU. Still, this was the exception, not the rule. The Corrective Labor Code of 1924, which regulated conditions for all prisoners, including criminals and “counter-revolutionaries,” stated:
“The regimen should be devoid of any trace of cruel or abusive treatment, the following by no means being permitted: handcuffs, punishment cells, solitary confinement, denial of food, keeping prisoners behind bars during conversations with visitors.”
In most cases this code was observed at the time.
In the early 20s Commissar of Health Semashko pointed with pride to the establishment of a humane prison regime, which could not exist in capitalist countries. To be sure, some deterioration can be noted even in the ’20s. At the end of 1923, for example, the exercise period was cut down, which provoked a much publicized crash between Social Revolutionaries and guards at Solovketskaia prison. There were other “excesses,” but at the time they were exceptions rather than the rule.
Medvedev, Roy. Let History Judge. New York: Columbia University Press, 1989, p. 501-502
The difficulty of correctly appreciating the treatment of political prisoners in the Soviet Union, due primarily to the lack of factual evidence, is increased by those who, wishing to make obscurance doubly sure, have created OGPU legends which one could describe as entirely fictitious were they not sometimes based on the fiction of others. It is unnecessary to recapitulate them: they are widely held as the truth about the GPU.
The narrative which follows, written from the notes of Peter Kleist, a German engineer accused of espionage and held in prison by the GPU for examination, should destroy at least the more fantastic of these inventions and illuminate the obscurities of the remand period before the “Moscow Trials.” Kleist, whom I know intimately, is a person whose profoundest interests are his work and scientific truth. In the Lubyanka and Butirki prisons he observed the system and experienced the methods of the GPU; and without the passion either of resentment (he is disposed to objective thinking) or of partisanship (he is by no means a Communist) he has noted his experiences and observations. Apart from the changing of some names, necessary in order not to compromise certain individuals, the narrative faithfully adheres to Kleist’s notes. If it is unsensational, it is because the truth of his imprisonment is unsensational. For that reason, I consider Kleist’s narrative an important testimony in judging the GPU even for those who without wishing to surrender their prejudices, may yet wish to correct their misconceptions.
Edelman, Maurice. G.P.U. Justice. London: G. Allen & Unwin, ltd.,1938, p. 7
The warders at the Lubyanka alternated constantly and it was never possible to enter into their intimacy. The precise routine regulations prevented any great variation in the way in which they treated the prisoners. For the most part the behavior of the guards was unobjectionable. Prison regulations required that they should treat the prisoners courteously although they were not allowed to enter into general conversation with them.
Edelman, Maurice. G.P.U. Justice. London: G. Allen & Unwin, ltd.,1938, p. 105
[As Kleist crossed the Soviet border into Poland he was met with] I’m a detective of the Polish police. We like to know something of the intentions of our visitors from the USSR. Well, Kleist–and how do you feel?”
“I’m quite well.”
“I understand that you didn’t confess.”
“No. I had nothing to confess.”
“Tell that to your grandmother. Did they torture you?”
“No,” I snapped at him. “It was a Russian prison not a Polish one.”
He was unruffled. “Our prisons are quite humane,” he said. “Were you brutally treated?”
“No. I was treated as considerately as prison existence permits.”
Edelman, Maurice. G.P.U. Justice. London: G. Allen & Unwin, ltd.,1938, p. 199
[When I got off the train in Poland] One of the young men dashed up with a camera and said, “Look this way!” There was a flash and immediately the photographer dashed away with his camera.
“Polska Gazeta!” the other young man introduced himself briefly, speaking German. “Largest circulation in Warsaw. Offer you 500 zloty for your story.”
“What do you want to know?” I asked, looking over his head for my mother.
“Well, for a start– what tortures did they give you?”
“None.”
“Oh, come on, what tortures did they give you–did they keep you on bread and water, did they have a tom-tom beating day and night outside your cell, was your cell so small that you couldn’t stretch your legs out, did they shoot Trotskyists in front of your eyes? That’s the sort of stuff we want. Let it rip!”
He waited with his pencil poised.
“There’s nothing haggard I can tell you,” I answered, “that will interest you in that way. I was examined under as good circumstances as the situation allowed. I admitted anything that I had done and denied what I hadn’t done.”
He looked disappointed.
“H’m! What about your talking drug? Were you drugged at all?”
“Not to my knowledge.”
“Well, you’d know if you were drugged.”
“Exactly.”
“Well, I’m afraid your story’s not much use. Have to do something about it. Let’s see.” He started writing rapidly in shorthand, muttering as he wrote: “Kleist looked haggard and worn after his three months’ imprisonment in the Lubyanka…refused to speak. His senses seemed to have been numbed by his experiences. He could not remember his sufferings and seemed unable to think coherently. He refused to speak of the tortures of the GPU and cast hunted looks about the platform. Apparently he had friends still in the Lubyanka held as hostages for his silence. How’s that?”
I shrugged my shoulders.
“You’re a lickspittle, my dear fellow. Your bosses ask you for this. You’ve got to give it. Don’t expect any from me.”
Unabashed he folded his pocket-book, raised his fawn hat, and rushed away.
APPENDIX I
(Kleist on the Moscow Trials)
Edelman, Maurice. G.P.U. Justice. London: G. Allen & Unwin, ltd.,1938, p. 203
The NKVD hit lists [in the Baltic states] were very similar to those of the SS and the Gestapo: all members of parliament and senators, local mayors and heads of district administrations, landowners and businessmen, lawyers, priests, policemen, non-Marxist intellectuals and so on. In short, anyone who might possibly cause trouble was arrested and shipped out to the wastes of Kazakhstan or Siberia. Unlike the Nazis, however, the Soviet authorities could claim quite truthfully that their victims were not being treated any differently from their fellow citizens of the Soviet Union.
Read, Anthony and David Fisher. The Deadly Embrace. New York: Norton, 1988, p. 360
Surprisingly, I was never actually beaten….
Kuusinen, Aino. The Rings of Destiny. New York: Morrow, 1974, p. 147
I should also record that, long and exhausting as the interrogations were, I myself was never treated with physical cruelty, though I had to listen to plenty of threats and insults during both periods of questioning, month after month.
Kuusinen, Aino. The Rings of Destiny. New York: Morrow, 1974, p. 197
My experience was not really one of a “police state.” The GPU was as much respected and trusted as feared, in my time. The ordinary urban police was neither respected nor feared, but rather pitied. Twice I witnessed the same scene: a civilian knocked down a policeman; bystanders came to his aid and held the attacker until a second policeman showed up; the two law officers then took the culprit to the station, without twisting his arms. Another time when a policeman admonished two young drunks, one of them, imitating the gestures of regulating traffic, shouted, “You, comrade regulator, just regulate traffic, and don’t hassle us!” The cop just replied, amid general laughter, “All right, boys, go home and sleep it off.”
…Subsequently, however, I was shocked on occasion to see large groups of men and women being roughly herded through the streets by soldiers. I found it hard to believe that they were all criminals. But I could not then, and for many years thereafter, believe that people were physically mistreated, beaten, or tortured in the Soviet Union. It was contrary to the profound and general condemnation of physical violence which I had found prevalent everywhere. Verbal quarrels were often harsh enough, but they never came to blows; this was considered “uncultured.” In Makeyevka, where it cannot have been easy to maintain school discipline among tough kids, it was a great public scandal when a teacher ordered a boy To kneel in a corner of the classroom. When I lived and worked in the “East” I perceived a human face behind the mask.
Blumenfeld, Hans. Life Begins at 65. Montreal, Canada: Harvest House, c1987, p. 167
SOVIET PRISONS ARE DECENT FOR LIVING
Some of the bitterest stories of prison experiences under the Soviets have been written about these preliminary detention prisons. While these stories constitute a fair indictment of certain methods of the GPU, they are not a fair basis for judging the Russian political prison system. All such temporary jails the world over tend to be far below the average prison standard.
Even the larger detention prisons in Moscow and Leningrad, the Butirki and the Spalerna, are much better. Indeed, the Spalerna, built as a political prison by the czar, compares favorably with the “world’s best jails,” though it is often badly overcrowded. I do not recollect seeing a better jail, from a physical standpoint, anywhere in the United States.
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 241
I went into about a dozen prisons of all types, from Georgia to Leningrad, and had no difficulty getting in–and out–except for the political isolators and the detention prisons in Moscow, all of which were closed to foreign visitors because of the excitement at the time over the break with England. They differed greatly in cleanliness and arrangement, just as they do in the United States. I saw none worse than some I have seen in the United States, and two were as clean and well ordered as America’s best. The average, however, is lower; but so is the whole Russian standard of living.
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 244
…The whole system is operated on elastic lines in order to move prisoners about easily from one type of institution to another according to the authorities’ judgment of their ability to stand more or less liberty. A prisoner may progress from an isolator–the severest type, where the regime is like that of prisons anywhere–to a house of correction, where he is freer. That freer regime is marked by one of the most amazing privileges of Soviet prisons, a two-weeks’ vacation each year with pay for every well-behaved prisoner, and for those whose conduct is not first-class, proportionately less time off. Prisoners may take their two weeks all at one time, or divide it into short periods, or even into “weekends in town.”
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 245
Peasant prisoners get three months’ vacation in the summer–without prison pay–to help with the crops if their village Soviet does not object to their return home. The approval of the home-town soviet is now required in order to avoid trouble with the neighbors, following early incidents in which some prisoners were beaten, even killed, by indignant villagers. The officials say that very few prisoners fail to return from vacation. Those who do not return and who are caught suffer no additions to their sentences, but they get no more vacations and may be sent back to prisons of more restricted liberty.
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 246
In “intermediate” houses of correction located usually in cities, prisoners have still more liberty, as they are free to go to work outside, only coming back to sleep in them. Some work in the shops inside; but even they are allowed to go out. I heard envious comment in Leningrad from unemployed workers who thought these prisoners better off than they–with secure jobs and a comfortable home! Farm colonies, in which liberty is least restricted, are connected with most of the large prisons. One I visited near Leningrad was an old estate, surrounded by barbed wire in order to check up at the entrances on the comings and goings of prisoners to the fields and forests–and even to the railroad station a mile away, where they were allowed to see off their visitors. The whole atmosphere was natural and unrestrained. The warden and guards played games with the men, and worked and slept out with them in field and forest. Those who prove unfit for this increased liberty of farm colonies are sent back to the more restricted prisons.
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 246
Within the prisons the relations between the keepers and inmates are unusually democratic, as prisons go. The prisoners share actively in running prison life, though thorough-going self government experiments are still in their infancy. The prisoners share in self government is so far confined to organizing education and recreation and conducting the prison cooperative stores.
…Most of the wardens struck me as more alert, less officious, and with a closer man-to-man relation to the prisoners, than any wardens I have had the privilege of meeting elsewhere–and I have met a good many, in one capacity or another.
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 247
One of the great improvements in Russian prisons is that work is available to almost all prisoners. There is no forced labor, no contract labor, as in the United States. All prisoners are free not to work if they choose. But great inducements to work lie in the payment of wages and in the deduction of one-third time off the sentences of working prisoners. The wages are usually low, but enough to help support the prisoners’ families, to take care of their needs for tobacco, sweets, stationery, and toilet articles at prison stores, and to give them some money on release. In all but a few prisons there is plenty of work in the shops, making textiles, harnesses, shoes, furniture, wagons–and in printing. The goods not purchased by a government department are sold on the market, and the profits go to prison maintenance.
In several prisons where the men–common offenders–crowded around me with curiosity as to my mission, I asked for those who had served time also in Czarist prisons. Each time a few spoke up. In response to inquiry as to what improvements they noted, if any, under the Soviets, they usually laughed at the idea of asking such a question. “Of course this regime is better,” said one, “we can smoke, we don’t have to go to church, we can see the warden any time we ask, and we get pay and vacations.”
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 248
…There is, however, no solitary confinement in Russia, except temporarily for offenses committed in prison.
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 249
SU HAS A PROGRESSIVE PRISON AND EXILE SYSTEM
The Soviet prison system, as applied to ordinary criminals, embodies a number of progressive penological ideas. Educational and manual training instruction courses exist in the more advanced prisons; prisoners are not required to wear uniforms; and the well-behaved prisoner receives a vacation of two weeks every year, which is certainly a unique Russian institution.
Chamberlin, William Henry. Soviet Russia. Boston: Little, Brown, 1930, p. 124
In the 1930s, as we have seen, the spread of industrialization and collectivization brought about a socialist state with a broad spectrum of social and political rights. As we would expect from such a state, the legal and prison systems that it established were essentially just and nonpunitive. In fact, they were praised and admired by liberal attorneys and penologists throughout the world. People’s courts, in which ordinary citizens sat with a professional judge on the bench, tried 80 percent of all cases, and legal services could be obtained free of charge. As a desirable alternative to prisons, “agricultural and industrial labor colonies” were established where some prisoners brought their families and where they were allowed to marry. The basic objective of the system was rehabilitation, not just in words, as in capitalist states, but in reality, as was dramatically shown, for instance, in the film Road to Life, depicting the regeneration of teenage criminals. One of the most extensive industrial camp projects was the building of the Baltic-White Sea Canal by prisoners, a vast enterprise whose three chief engineers were former “wreckers.” At the completion of the project, 300 prisoners received scholarships, 12,000 were freed, and 59,000 had their sentences reduced. Such was the normal course of working class justice in the USSR. Therefore, if changes were made in some aspects of the system, there must have been reasons for it.
Cameron, Kenneth Neill. Stalin, Man of Contradiction. Toronto: NC Press, c1987, p. 128
We built the Moscow-Volga Canal for the most part with convict labor. Back then, convicts were real criminals and were treated accordingly. Actually, I’d say that on the whole our convicts received fairly humane treatment. They were considered to be the products of capitalist society. Therefore, it was felt that our socialist society should re-educate them rather than punish them.
Talbott, Strobe, Trans. and Ed. Khrushchev Remembers. Boston: Little Brown, c1970, p. 99
Ordinary criminals, such as murderers and thieves, are mixed up indiscriminately in forced labor camps with members of the various disfavored groups such as the kulaks, nomads, ex-priests, and the like. In fact, the authorities seem to have a more friendly feeling for ordinary criminals than for social groups which have opposed their various reforms. They treat a brutal murderer, as a rule, with more consideration than a small farmer who didn’t want to turn his domestic animals and house and garden into a common pool with his neighbors to make a collective farm.
In the winter of 1936, when my wife and I were making a trip by automobile into Yakutsk, the great northeastern province of Russia, our car ran into a ditch soon after crossing the trans-Siberian railway. We had observed large groups of men under guard working on the double-tracking of the Railway, and decided to go back to ask some of them to help us put our automobile back on the road. We had run across many such groups in our travels through the Far East; great gangs of these laborers have been working on the railways being built out there for many years.
When we got back to the railway, there was no guard in sight anywhere; in this isolated country, prisoners could hardly get far off if they wanted to. These men were dressed in ordinary Soviet working clothes, and there was nothing to show they were prisoners, except that they were perhaps a little more ragged than the average worker. We asked them if they would help us out, and they readily agreed.
What struck as most about these people, and those like them whom we had seen elsewhere, was that they did not appear to be what we would call criminal types. It is probable that most of them were not criminals, in our sense of that word; they were rather members of social groups who had failed to co-operate with the authorities in their various schemes for reform.
I was told that political prisoners, including members of other revolutionary groups and disgruntled or disgraced Communists, are seldom if ever put into such prison camps or gangs. If they are considered dangerous, they are confined in concentration camps or isolated prisons. If they are considered merely a nuisance, they are given what is called free exile.
The “free exile” system is uniquely Russian; it is practiced today in very much the same forms as before the Revolution. I encountered free exiles almost everywhere I worked in Siberia, Kazakhstan, and the Far East. I have heard it said that one can meet more former aristocrats and well-to-do people in the Central Asian cities than in Leningrad, the former capital of the Tsars.
Free exile is a comparatively mild punishment. These people can hardly be distinguished from other residents; they move about as they please within certain limits, and usually have regular work. They have been given a “minus,” to use the Russian description. Say, for example, that some petty political offender is given a “minus six.” This is a very common penalty; the political police seem to give it out to anyone even faintly suspected of disloyalty to the regime. The man or woman with a “minus six” cannot live in or visit the six principal cities of European Russia for a number of years.
I came across some fairly distinguished exiles working in remote mining towns in Asiatic Russia. Usually they were doing routine work, such as bookkeeping; it is not easy for them to get responsible work, and most of them would not take it even if it were offered to them, since they would be held to account if anything went wrong. The Soviet police, like police in other countries, round up the most obvious suspects whenever anything goes wrong, and exiles are pretty obvious. Those I knew were very quiet and inoffensive; they usually had a melancholy air, being separated usually from the people and kind of life they had known before.
BUT IN GENERAL I BELIEVE THE HORRORS OF THE EXILE SYSTEM HAVE BEEN EXAGGERATED. BEFORE THE REVOLUTION, ACCORDING TO ALL ACCOUNTS, IT WAS PRETTY TERRIBLE. FORCED LABORERS IN THOSE DAYS, INCLUDING EXILES, WERE KEPT IN LEG -IRONS, WHICH IS NEVER THE CASE TODAY. THE PRESENT AUTHORITIES DO NOT USE LEG-IRONS, HANDCUFFS, OR UNIFORMS FOR PRISONERS IN ANY CASE WHICH IS KNOWN TO ME. But even before the Revolution, according to the books which I have read on the subject, most political exiles were allowed a considerable degree of freedom, similar to that of the free exiles today. If they proved tractable, even in Tsarist days they were allowed to take jobs to eke out their pittance from the Government, and they boarded with small farmers in the cities, towns, or villages of Siberia, and visited among themselves. Some of them even were friendly with Tsarist officials and paid visits back and forth, according to the accounts of those days which seem to be reliable. I have never seen evidence of any friendliness between Soviet officials and exiles.
However, when one reads books written by exiles either before or since the Revolution it becomes apparent that exile is a terrible ordeal to the persons concerned. Why is this? Well, in the first place, no human being enjoys being sent off in disgrace, separated from his family, friends, and old associations, compelled to live for years in some distant part of the country during routine work for a bare pittance. And that is a fair description of the life of an average free exile in Russia today.
There is another reason, too, it seems to me. Exiles for the most part are city people; the dispossessed small farmers were not exiled but put to forced labor. These city dwellers, not being accustomed to existence in undeveloped, isolated country, are naturally unhappy. When I read Leon Trotsky’s description of his periods of exile, for example, I didn’t feel any sympathy for him, although it was clear that he felt very much abused because he missed the cities bright lights and political maneuvers. For myself, I would rather live in the places he was living in than modern cities, and for that reason I couldn’t feel sorry for him.
The word “exile,” and all its implications, arouse a sense of horror in the minds of Americans which I am convinced is seldom felt so keenly by Soviet citizens. The latter are so accustomed to being knocked about by their own authorities, under this as well as previous regimes, that they accept as a matter of course treatment which Americans would heartily resent. A friend of mind had an experience with a Russian family which throws light on this state of mind. The family had a daughter about 19 years old, who sometimes spoke out rather critically about the Government. An old lady who posed as a friend of the family one-day heard her talking, and reported her to the police. The police visited the family’s apartment in the middle of the night, as they usually do in such cases, and took away the girl and a diary she had kept from the age of 15.
The girl was kept for two months in the Moscow prison for political suspects, during which time her family was not permitted to communicate with her. At the end of that period, the mother was called in and told she could talk with her daughter for 20 minutes. The girl told her the police had decided she had “counter-revolutionary moods,” and would therefore be exiled for two years. My friend, talking to the mother, asked: “And what do you think of such treatment?” The mother replied earnestly: “Oh, we are very much pleased because our daughter received only two years of free exile; she might have been sent to a concentration camp.”
As a matter of fact, there is not a great deal of difference, so far as I could observe, between the treatment accorded to those in free exile and those who are presumably entirely free. FROM THE AMERICAN VIEWPOINT, ALL SOVIET CITIZENS ARE TREATED VERY MUCH LIKE PRISONERS ON PAROLE, ESPECIALLY SINCE THE OLD TSARIST PASSPORT SYSTEM WAS REVIVED IN 1932. Every citizen must have a passport and register it with the police at regular intervals; the must show his “documents” whenever he turns around. He has to get special permission to travel from one part of the country to another, and register with the police wherever he goes. He must have a very special standing with the authorities to get permission to leave his country; only a few hundred get such permission every year.
Littlepage, John D. In Search of Soviet Gold. New York: Harcourt, Brace, c1938, p. 135-139
Practically speaking, there’s not much difference between the Soviet citizen sentenced to free exile and the citizen who is refused a residence permit in the larger cities of European Russia. The former knows that he cannot visit or live in certain cities, and this may be a very severe hardship upon him if his family lives in one of these cities. Husbands and wives, parents and children, are often separated for years as a result of this system. But the same is true, to a lesser degree, by the working at the passport system, which enables the authorities to refuse permission to any citizen to live in overcrowded cities. I have known them to refuse permission to a husband or wife to join the rest of the family in a city on the grounds that there was no more room.
In any case, if family ties are strong enough, a husband or wife will follow the other into exile or will rejoin each other in the provinces if it is impossible for both to get permission to live in some desirable city. The authorities never refuse permission to leave cities, although an official might lose standing in the bureaucracy if he left responsible work where he could not easily be replaced merely for the sake of having his family with him.
Littlepage, John D. In Search of Soviet Gold. New York: Harcourt, Brace, c1938, p. 141
The officials have become callous in this respect, at least from our viewpoint. A friend of mine told me about a former aristocrat who was arrested during a general roundup of suspects at Leningrad in 1934. He was held in prison for a couple of months, and then the police said they could find nothing against him, and let him go. He returned to his apartment, looking for his wife, from whom he had heard nothing all this time.
The apartment was empty, and his wife was nowhere to be found. Someone had broken into his apartment while he was in prison and taken off most of his personal possessions. That didn’t bother him so much, but he was very fond of his wife and gave up his whole time to the search for her. He could get no clue in Leningrad, and finally came to Moscow, where he learned that she had been exiled to Central Asia. He immediately telegraphed to her that he was joining her as soon as possible, and started making preparations for the trip.
A Soviet official heard somehow what this man was planning to do, and called him into his office. “Apparently you have misunderstood the situation,” said the official. “The police have cleared you, and you’ll have no further trouble. You have a good job waiting for you either at Leningrad or here in Moscow. You have done good work for us in the past, and we will see that you get ahead. Under the circumstances there is no need for you to go to Central Asia.”
“But my wife is there,” replied the Leningrad resident. “She was exiled, and cannot get permission to return to European Russia for several years. She is not in good health, and I am concerned about her. She needs someone to look after her, and I will have to go to her.”
Littlepage, John D. In Search of Soviet Gold. New York: Harcourt, Brace, c1938, p. 142
The Soviet official shook his head. “In my opinion, you are very foolish, my friend,” he said. “Your wife has been branded with the mark of an exile, while you have been entirely cleared. You will lose your own favorable position with the authorities if you rejoin her now, and will never get ahead so long as you stick to her. It is better for you to break with the past once and for all.”
The Leningrad man replied quietly: “My wife means more to me than my career, or a favorable status with the authorities.”
The official shrugged his shoulders. “In that case, you are not the man we had believed,” he said. “Go to central Asia, by all means.”
Littlepage, John D. In Search of Soviet Gold. New York: Harcourt, Brace, c1938, p. 143
Persecution of prisoners already in the gulag took place under Yezhov; such reports cease after Beria took charge of the NKVD in late 1938.
Different kinds of camps and exile with widely varying features and regimens existed, indicating that gulag practice was not simply to hold or destroy innocent people. Prisoners were treated according to the nature and degree of the crimes for which they had been convicted. The NKVD colonel Almazov reported that inmates sentenced to administrative exile were often hired by the camps as free workers. The gulag administration did not need to house, guard, or feed such people, whose productivity was higher than that of the regular prisoners. And Avar man arrested in 1937 went to a state farm in Kazakhstan, part of a colony of such NKVD facilities. “We all worked very hard in the hope of eventual freedom.” He recalled. Nor did he report any starvation at his site. A young Russian man arrested in the same year was sent to a factory in Archangel. Not kept under guard, he was taught how to use a powersaw for wood. “I learned and worked hard on this machine,” he said later. This man was not a political prisoner; people in that category worked in the forests under guard and had a high mortality rate. Instead of being used for economic gain, politicals were typically given the worst work or were dumped into the less productive parts of the gulag.
The difference in treatment for the two categories of prisoners is also illustrated in the memoirs of Victor Herman. He contrasted the camps Burepolom and Nuksha 2, both near Viatka, in the north of Russia. In Burepolom there were about 3000 prisoners, all nonpolitical, in the central compound. They could walk around at will, were lightly guarded, had unlocked barracks with mattresses and pillows, and watched western movies. But Nuksha 2, which housed serious criminals and politicals, featured guard towers with machine guns and locked barracks and allowed no correspondence….
Earlier in the decade [the 1930s], prisoners and exiles more often worked at their specialties, as did a Russian man who lived near the Usbirlag after his arrest in 1933. At that time prisoners could shorten their sentences by overfulfilling the work norms. The newspaper Perekovka of the White Sea-Baltic Combine, marked “not for distribution beyond the boundaries of the camp,” lists 10 prisoners released early in 1936 for good performance. Here were powerful incentives to work hard.
Other productive options were open to inmates at this point. In early 1935, the same paper mentioned a course in livestock raising held for prisoners at a nearby state farm; those who took it had their workday reduced to four hours. During that year the professional theater group in the camp complex gave 230 performances of plays and concerts to over 115,000 spectators.
Up to 1937 free men and inmates, though never politicals, were used as armed guards. Camp newspapers and bond drives existed until then; although it is ironic and cruel to collect money for the state from prisoners, it is at least an indication that they were still regarded as participants in society to some degree.
Thurston, Robert. Life and Terror in Stalin’s Russia, 1934-1941. New Haven: Yale University Press, c1996, p. 102-104
It [the Baltic-White Sea Canal] was finished, as far as it ever was to be, in May 1933. In July Stalin himself, with Kirov, Yagoda, Voroshilov and others, visited the canal and went on a short boat trip. This was the occasion for a vast public build-up of the project as not merely an industrial but also a moral triumph, in that the Soviet penal system was born humane and rehabilitatory. Many prisoners were quoted as expressing their joy at having been saved and turned into decent citizens. A group of writers, including Gorky, was sent to the canal, and a ludicrous book emerged. Gorky seems to have been genuinely taken in. [Conquest has the ludicrous book]
Conquest, Robert. Stalin: Breaker of Nations. New York, New York: Viking, 1991, p. 186
In May 1934 civil rights were restored to labor deportees, and from January 1935 the right to vote.
Siegelbaum and Sokolov. Stalinism as a Way of Life. New Haven, Conn.: Yale University Press, c2000, p. 97
But the prison administration was held strictly responsible for the actual life of every prisoner. This was taken to such paradoxical lengths that “in the same cell you would find prisoners suffering severely from the effects of interrogation about which nobody bothered, while every conceivable medicine for the prevention and cure of colds, coughs, and headaches were regularly distributed.” And great precautions were taken against suicide.
Conquest, Robert. The Great Terror. New York: Oxford University Press, 1990, p. 265
In the village of Palatka [north of Magadan on the Pacific Coast] I spoke to Boris Sulim, who had worked in one of the camps when he was a teenager and was now serving on the local raikom, the Party committee….
Under Stalin, Sulim worked in the Omsuchkan camp, about 400 miles from Magadan. “I was 18 years old and Magadan seemed a very romantic place to me. I got 880 rubles a month and a 3000 ruble installation grant, which was a hell of a lot of money for a kid like me. I was able to give my mother some of it. They even gave me membership in the Komsomol. There was a mining and ore-processing plant which sent out parties to dig for tin. I worked at the radio station which kept contact with the parties.
“If the inmates were good and disciplined they had almost the same rights as the free workers. They were trusted and they even went to the movies. As for the reason they were in the camps, well, I never poked my nose into details. We all thought the people were there because they were guilty.
Remnick, David. Lenin’s Tomb. New York: Random House, c1993, p. 425
From 1947 to the mid-1950s numerous individuals were denied the right to leave the U.S. on the grounds of their leftist political associations or beliefs, while blanket prohibitions were applied to travel to certain socialist countries. The U.S. State Department’s policy of denying exit from the country to those whose overseas activities might not be in the ‘best interests of the United States’ was incorporated into the 1950 McCarran act, which forbade the issue of passports to members of the Communist Party, and the 1954 Internal Security Act, which gave the Secretary of State discretionary powers to refuse to issue an individual a passport. At this time, individuals who left the U.S. without a valid passport (even to go to Mexico or Canada) were subject to criminal penalties on their return. As the Cold War diminished in the late 1950s the Secretary of State’s discretionary powers withered away. However, restrictions remained on travel to some countries, for political reasons (for example, Cuba, China, Vietnam, Albania) throughout the mid-1970s, and Iran in 1980, and were reinforced by the threat of criminal action. In 1981, the Reagan Administration once again restricted travel to certain countries–for example, to Cuba and Vietnam.
Szymanski, Albert. Human Rights in the Soviet Union. London: Zed Books, 1984, p. 21
…virtually all states, almost throughout history, have put serious difficulties in the way of those members of their populations who wished to leave their territory.
Szymanski, Albert. Human Rights in the Soviet Union. London: Zed Books, 1984, p. 23
According to Wheatcroft:
“The category of forced labor without confinement had existed from the 1920s. By the mid-1930s about half of all those sentenced to forced labor served this sentence without confinement, generally at their normal place of work. The sentences were normally for periods of up to six months or in some cases a year. Up to 25 percent of the normal pay was deducted from wages.”
Szymanski, Albert. Human Rights in the Soviet Union. London: Zed Books, 1984, p. 246
Russia’s pre-revolutionary prison system was probably the most backward in Europe. Today Russia has the most advanced penal code in the world….
On must understand the underlying ideology of Marxism if one would comprehend the prison system of the USSR. With the Revolution the old penological theories were junked along with all the rest of the prevailing cultural bases. According to Marx, Engels, and their modern interpreter, Lenin, crime is the product of the capitalistic economic system. Change the economic order and the fountainhead of all crime dries up. Since, however, the revolution cannot accomplish the change from a capitalist to a communist society at once, there are forms of anti-social activity due to the transitional stage through which Russia is now passing.
Davis, Jerome. The New Russia. New York: The John Day company, c1933, p. 219
Russia’s penal code is based upon no sentimental humanitarianism. Like her other laws it is the outcome of cold logic working from certain premises looked upon as self-evident with the same assurance as that of the mathematician who accepts the axioms of geometry. These axioms are the fundamental Marxian and Leninist principles. From these grow the fundamental penological principles. These principles may be summarized as follows:
1. “Wrongs” are the results of long centuries of acculturation in a capitalistic society.
2. Some individuals are unable to adapt their habits to a new social order.
3. Others can more easily form a new habit pattern and thus can adapt themselves to a new order of things.
4. The purpose of “punishment” is to protect society.
5. Society should attempt to change the attitude of “wrong-doers” by every method known to modern pedagogical and medical science.
6. Those who cannot be “reformed” should be eliminated from society for its protection.
No sentimentality here; just cold logic. No tears over the possible mistakes made in selecting those to be eliminated; some risk must be taken for social protection. However, every effort must first be made to correct the wrong-doer….
The Soviet leaders recognize that a capitalistic society cannot at once be transformed culturally into a communistic one. Socialism is the intermediate stage….
During this period of restraint society has a chance to order the life of these persons most closely and if possible convert them into good members of society. The first task is to train them in industry. So the prisons are great trade schools. Recognizing that in the transition period of socialism the economic motive must be kept alive for the individual, the Soviet authorities provide that the prisoner must be paid practically the same wage as the free man, consideration being given to the cost of his maintenance….
More interesting still, instead of conducting their prisons on the theory that prison labor and free labor are in inevitable conflict, Russia arranges the closest connection between prison labor and free labor. The prisoner must be brought to realize the solidarity of all labor. He is not an outcast, but a part of the labor-force of the nation. If he is a member of a trade union upon being sent to prison he does not lose that connection. In fact the prisoner who shows by his industry and conduct that he is one with the great body of free workers may be sent from the prison during the later stages of his sentence to work in a factory….
In accordance with their theory of the purpose of confinement the Soviet authorities have done away with life sentences; the longest sentence is 10 years. If a man cannot be changed in that time he cannot be changed at all….
As indicated above, capital punishment is reserved for incorrigible criminals….
It is clear that the system is devised to correct the offender and return him to society. The means employed are associated labor, social pressure, education for a trade, education in Sovietism and in certain stubborn cases disciplinary treatment. In all these institutions the Code provides that there shall be no brutality, no use of chains, no deprivation of food, no use of solitary confinement, and no such degrading devices as interviewing visitors through screens. Prisoners are transferred from one institution to another as the authorities see improvement in attitude and conduct. Work for all is compulsory. Two days of labor counts as three days of the sentence for those who make good progress. Labor conditions in the prisons are controlled by the same labor code as governs free laborers. Those condemned to labor in these institutions are entitled to two weeks’ furlough each year after the first 5 1/2 months. If they belong to the working class, this furlough is deducted from the sentence. The wages paid the prisoners are about the same as those paid free labor less the cost of maintenance. Those condemned to forced labor receive about 25% less. The prisoner may spend a greater proportion of his wages as he advances in grade. The institutions must be self-supporting, so careful management is required….
The educational work in the prisons is a unique feature. There is regular class work, recreation with an educational aim, wall-and printed newspapers, clubs, theatrical performances, sports, musical activities, and self-government in the most advanced grades. Every sort of stimulus and pressure is brought to bear to socialize (” sovietize”) the inmates. In the institutions I visited, including old Czarist buildings and modern farm industrial colonies, I saw these activities carried on with great enthusiasm and earnestness. Perhaps the most interesting of all I saw was the GPU industrial colony outside a Moscow, called Bolshevo. Founded by the GPU for homeless children, it has become one of the most progressive correctional institutions for young offenders, both male and female, I have ever seen. With 2000 inmates, without walls and with very few guards, it appears to be a great industrial village….
The disciplinary measures are limited to reduction in grade with loss of privileges, limitation of the use of personal funds, isolation of the individual up to 14 days and in removal to an isolator where harsher treatment prevails. However, solitary confinement in Russia does not exist in our sense of the word. It is prohibited by Paragraph 49 of the Code. It consists of a stricter separation from the outer world, disbarment from outdoor work and from furlough.
Davis, Jerome. The New Russia. New York: The John Day company, c1933, p. 221-229
However, as the writer visited prisons, especially the farm and industrial colonies, he was shown the pictures of many graduating classes and was told of many who had become agronomists and technicians on Russian state farms and collectives and in Russian industrial establishments….
The following appraisal is a summary of the writer’s judgment of the Russian experiment in dealing with offenders. Space does not permit justification of his opinion. He can say only that these judgments are based upon what he was able to learn from those in Russia in a position to know what are the results of the system and upon his long and rather extensive observations in the prisons of a large part of the world….
For those who show by their conduct that they are amenable to correction every effort is made to prevent the development of a sense of social isolation; solidarity with the dominant group is cultivated in every possible way….
For those who show that they are incorrigible there is only one end — elimination. Before that end is reached every effort is made to correct them. From the Soviet point of view that is the purpose of the colonies of kulaks and other “enemies of the public” at Archangel and in Siberia….
The emphasis upon the role of economic opportunity and industrial and social training in correction is found nowhere else. Even negative disciplinary measures are conceived as reformative in purpose. There is no punishment for retribution.
Davis, Jerome. The New Russia. New York: The John Day company, c1933, p. 236
The introduction of a kind of self-government into the Russian institutions is the most thorough-going attempt to apply this principle [the principle of involving prisoners in prison governance] ever attempted. It seems rather complicated, but those with whom the writer talked about it said that it works remarkably well. It attempts to do away with some of the abuses found in the American experiments and yet brings to the prisoner a sense of participating responsibility.
Davis, Jerome. The New Russia. New York: The John Day company, c1933, p. 238
The farms and industrial colonies without walls and with a minimum of guards is an experiment worth watching. So far as the writer could learn, it works well, if proper personnel is in charge and if careful attention is given to the selection of the inmates….
The method used to keep intact the economic and social ties are unique and effective. The periodical furloughs with the family is a step forward. The prison wage is wholly commendable. The effort to keep in close touch the prisoner and free laborers and employers is most commendable.
Davis, Jerome. The New Russia. New York: The John Day company, c1933, p. 239
We were taken aback by the liberty that prevailed among the prisoners. In our previous prisons we had seen nothing like it. But greater surprises lay in store for us.
The following day comrades showed us papers published in the prison. What a diversity of opinion there was, what freedom in every article! What passion and what candor, not only in the approach to theoretical and abstract questions, but even in matters of the greatest actuality. Was it still possible to reform the system by peaceful means, or was an armed rising, a new revolution required? Was Stalin a conscious or merely an unconscious traitor? Did his policy amount to reaction or to counter-revolution? Could he be eliminated by merely removing the directing personnel, or was a proper revolution necessary? All the news-sheets were written with the greatest freedom, without any reticence, dotting i’s and crossing t’s and–supreme horror–every article signed with the writer’s full name.
Our liberty was not limited to that. During the walk which brought several wards together, the prisoners were in the habit of holding regular meetings in a corner of the yard, with chairman, secretary and orators speaking in proper order. When the order of the day could not cope with all the business, debates were postponed until the next recreation-time. At these meetings the most dangerous and forbidden subjects were discussed without the least restraint and without any fear whatsoever. The invigilating inspector would sit down somewhere or walk to and fro. He no doubt made his reports in the proper quarters, but nobody seemed to be in the least concerned with that. At these meetings Stalin came off very badly, being called all sorts of names. I have seen many things in the USSR but none so bewildering as this isle of liberty, lost in an ocean of slavery–or was it merely a madhouse? So great was the contrast between the humiliated, terrified country and the freedom of mind that reigned in this prison that one was first inclined toward the madhouse theory. How was one to admit that in the immensity of silence-stricken Russia the two or three small islands of liberty where men still had the right to think and speak freely were… the prisons?
Ciliga, Ante, The Russian Enigma. London: Ink Links, 1979, p. 199
The Amnesty Commissions periodically visited the prisons and the prison administrations prepared list of those recommended for amnesty. Candidates for amnesty came firstly from among the “activists,” the so-called “enthusiasts for socialism” re-educated in prison; secondly from those obviously sentenced in error; thirdly from the gravely ill whose upkeep cost far more than could be covered by any possible unpaid labor they might be able to do.
Ciliga, Ante, The Russian Enigma. London: Ink Links, 1979, p. 365
PRISONS IN SU REHABILITATE PEOPLE VERY WELL
Many former prisoners from the Baltic-White Sea Canal, after receiving freedom together with special prizes and high honors for their good work, went of free choice to help build the Moscow-Volga Canal, another convict-labor job. Here they were especially valued because through their own experience they understood the process through which new prisoners had to go and were especially skilled in helping them make themselves over….
So well known and effective is the Soviet method of remaking human beings that criminals occasionally now apply to be admitted. I met one such man in Gulin village. Notorious locally as a thief and drunkard, he had a dozen convictions to his discredit, till at last he went to the authorities saying: “I’m a man destroyed, but I want to be made over.” They sent him to a labor camp whence he returned a qualified worker. Bolshevo Commune, the most famous “cure” for criminals, can be entered only by application approved by the general meeting of members. It’s waiting list is so long that it accepts only the most hardened cases, priding itself on being able to make over persons who cannot become cured in any other institution. Its strength lies in its large membership of intelligent former criminals, who apply to new entrants their intimate knowledge of the criminal mind.
Crime today is rapidly diminishing in the Soviet Union. From 1929 to 1934 sentences for murder decreased by 1/2 while sex crimes fell off to 1/4. The cause is found in the growing strength of the Soviet environment to remake human beings; the penal policy is only a supplementary force. A striking example of the play of both causes may be found in the figures of prostitution. Pre-war Moscow had 25,000 to 30,000 prostitutes; these sank by 1928 to about 3000, a diminution clearly due to economic causes.
Strong, Anna Louise. This Soviet World. New York, N. Y: H. Holt and company, c1936, p. 261
Kulaks committed arson, cattle-killing, murder, and were exiled in large numbers; anti-Soviet engineers and officials sabotaged and were sent to labor camps. Today the kulaks have been amnestied, not only because many of them have recovered their civil status by honest labor, but also because the collective farms in the villages are strong enough to withstand their attack and absorb them. The labor camps which supplanted prisons are themselves diminishing, partly because they have “cured” their inmates, and still more because the normal free life of Soviet society is becoming strong and prosperous enough to have a direct regenerative influence on those social misfits that remain.
Strong, Anna Louise. This Soviet World. New York, N. Y: H. Holt and company, c1936, p. 264
I had received my background on the Polish question from members of the Polish government-in-exile when I was in London in 1943. I was entertained at dinner by the Minister of Information of the London group. Present at the dinner were some Poles who had been imprisoned in Russia. They told me what they considered worst in their prison experiences. It so happened that I had for a time been Director of prisoner of war work in Canada for the World Committee of the YMCA and their description of conditions did not show the Russian camps to contrast unfavorably with those of Canada. They had been put to work, but that was a policy I had continually urged upon the Canadian government.
Davis, Jerome. Behind Soviet Power. New York, N. Y.: The Readers’ Press, Inc., c1946, p. 99
Sentences to prison are limited to 10 years, even for the most serious offenses, including murder. Up to 1921 the maximum was only five years. In practice, time off for good conduct cuts the ten-year sentence to five or six. The theory of this limited prison sentence is that Soviet prisons are intended to reform, not punish, and that if a man can’t be reformed in 10 years, he can’t be reformed at all. The death penalty, applied to a long list of crimes and rather commonly resorted to up to 1927, was abolished on the 10th anniversary of the Revolution for all cases except political crimes and armed robbery.
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 65
The maximum prison sentence in Russia for any offense, criminal or political, is 10 years. The theory as applied to criminals is that if they cannot be reformed in that period they cannot be reformed at all, and so a longer time is useless. In political cases 10 years is evidently regarded as long enough for any offense not punished by death. The 10 years is, in practice, often reduced to six or seven by good behavior.
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 203
[Jan. 27, 1925 NKVD circular on measures for developing work in areas of labor camps]
The Corrective Labor Code defines our basic mission as assigning inmates to productive employment for the purpose of imparting the benefits of corrective labor to them.
In order to develop inmates employment, inmates should be organized as self-supporting work units exempt from all national and local taxes and levies….
According to our information, it is obvious that work programs for inmates have not been organized at any large number of places of incarceration, thus depriving the inmates of the benefits of corrective labor, i.e., the places of incarceration are failing to accomplish their primary mission as defined by the Corrective Labor Code.
Koenker and Bachman, Eds. Revelations from the Russian Archives. Washington: Library of Congress, 1997, p. 141
… This book [a volume on the construction of the White Sea-Baltic Canal], with contributions by Gorky… and other notable writers, extolled the rehabilitative benefits of the prison labor project; many of those who worked on the canal were rewarded subsequently with pardons.
Koenker and Bachman, Eds. Revelations from the Russian Archives. Washington: Library of Congress, 1997, p. 153
The Governor came to see me in prison at 10:00….
“You see, Kleist, the essential difference between investigation and punishment in the USSR and in your capitalist countries is that with us the investigatory period is one of rigid discipline and inquiry, and the so-called ‘punishment’ period is a reformatory one in which we make it as easy as possible for the prisoner to adjust himself to normal society. With you, the investigatory period is one of leniency and the punishment period is one of savage reprisal of society against one whom in practice it henceforward rejects.”
Edelman, Maurice. G.P.U. Justice. London: G. Allen & Unwin, ltd.,1938, p. 192
In August 1935 Pravda added a weighty editorial voice to this campaign when it announced that “to punish for mistakes–this is the last resort. It is necessary to teach how to avoid mistakes…. It’s necessary to remember a basic rule: persuade, teach, help.” Repression was to be used only in “extreme cases,” but even then it should also educate.
Thus, during 1935 Party organs and the central authorities of the judicial system issued a series of strong warnings to lower courts and prosecutors alike that petty problems and infractions were not to be considered crimes, that cases of counter-revolution were not to be pressed unless serious, and that careful attention to evidence was the order of the day. Krylenko’s and Vyshinsky’s protests against NKVD behavior and the wide application of Article 58 had a similar thrust.
Thurston, Robert. Life and Terror in Stalin’s Russia, 1934-1941. New Haven: Yale University Press, c1996, p. 14
All inmates of the institution have a classification. The citizens who have “gone wrong” and are sent to prison are at the beginning placed in the first category. They are left there until the observation committee approves of them being promoted to the second category. While they are under this first classification each is allowed three days’ vacation a year–to go home or anywhere they please, but must report back to the prison on the assigned day. Those deserving a promotion are raised to the second category which gives them seven days a year vacation in addition to other privileges. When promoted to the third category they receive one month. These vacations are counted in each case as a part of their sentence.
If a prisoner is released on good behavior he is given a job. But if convicted of a crime again, the new sentence, plus the remaining part of the old sentence, is added to the time he must serve. Every prisoner is allowed to go anywhere in the prison he pleases and the trusted ones are given the right to be guards. If on account of bad behavior, a prisoner is punished by isolation in a cell and only allowed to walk around where there are no other inmates, this punishment the prison warden said is to remind him of his misbehavior and has produced good results.
The institution contained a factory where every prisoner had to work if able. The inmate who did not already know a trade is taught one, both by theory and practice, so when released he is much abler to find employment. Each is paid a wage for his work and allowed to spend a certain amount for incidentals at the prison store, the remaining part is put in a bank account; and when released, each one has his savings account money returned so that he can care for himself and therefore would not be so apt to commit another crime. The wage ranges from 50 to 60 rubles a month. This is thought to be low enough so as not to compete with other labor, for if wages were equal or better the workers might have a tendency to commit crime to take advantage of it as the wage is a clear one, the prisoners being free of the expenses of food, clothes, and shelter.
All prisons are considered open prisons, the only isolated ones being in north Siberia and they are isolated only in the sense that prisoners are kept in a prison community. Only exceptionally bad prisoners are sent there and the repeaters who have a long list of crimes. These, however, are those classed as “incurables.”
This prison contained no confinement cells–I had the privilege of going anywhere I wished here and found nothing of this sort. The number of inmates in each cell were three. The condition of the cells would be classified as average, each having a good sized window which let in sufficient light. As for the food and clothes, these items, too, may be said to be average.
The Soviet idea of treating a criminal is not to beat and punish him by physical force, but to consider him as a citizen “gone to wrong” and help train him to be a law-abiding citizen. If a person has a prison record it does not in any way hinder him from getting employment. Quite different from our prison system!
There are only two things which every prisoner is forced to do and that is, learn to read and write while in confinement.
Sometime later I saw a group of prisoners doing harvest work with machinery on one of the government farms. There were only a few guards on hand and no evidence whatever of exploitation.
Wright, Russell. One-Sixth of the World’s Surface. Hammond, Ind., The Author, c1932, p. 33-34
The state proclaimed a policy of “reformation through forced labor.” Those who actively showed their worth in “the building of socialism” had a good chance of being pardoned, rewarded, even allowed to continue their careers. In the 1930s a highly popular film “Prisoners” depicted the rapid reeducation at the Baltic-White Sea Canal Construction Camp of both criminals and political prisoners, transformed into active participants in building socialism.
Siegelbaum and Sokolov. Stalinism As a Way of Life. New Haven, Conn.: Yale University Press, c2000, p. 89
Forced labor, in the strict sense, was imposed on peasants who had resorted to violence in resisting collectivization. They were treated like criminals and were subject to imprisonment. Here history played one of its malignant and gloomy jokes. Soviet penitentiary reforms of earlier years, inspired by humanitarian motives, viewed the imprisonment of criminals as a means to their re-education, not punishment. They provided for the employment of criminals in useful work. The criminals were to be under the protection of trade unions; and their work was to be paid at trade-union rates. As the number of rebellious peasants grew, they were organized in mammoth labor camps and employed in the building of canals and railways, in timber felling, and so on.
Deutscher, Isaac. Stalin; A Political Biography. New York: Oxford Univ. Press, 1967, p. 336
QUESTION: Is the 0GPU under another name employing two or 3 million political prisoners in carrying out a program of forced labor?
ANSWER: The picture that these words aroused for the average American–of idealistic intellectuals condemned to heavy, unpaid, chain-gang work–does not exist in the USSR.
There are, however, “labor camps” in many parts of the country, as part of the Soviet method of reclaiming anti-social elements by useful, collective work. They replace prisons, which have been steadily closing; I have found old prison buildings remodeled as schools. Men in the labor camps draw wages, have vacations in which they leave the camp, and rise in their profession like free workers. They work at their specialty; engineers do large-scale engineering, intellectuals do cultural work, teaching and clerical work; actors put on plays, unskilled workers are trained in trades and illiterate men get schooling. Their wives and families are often allowed to visit them for extended periods.
These camps usually work on some nationally famous project which is intended to stir instincts of creative energy and collective pride. Men who respond to these motives may rise to the highest honors. The Baltic-White Sea Canal, for instance, was celebrated not only as an achievement in construction, but as a place where criminals “made themselves over.” Many former thieves, saboteurs, murderers, received the Order of Lenin, the highest honor in the country.
Strong, Anna Louise. “Searching Out the Soviets.” New Republic: August 7, 1935, p. 358\
Likewise, throughout [until] 1936, except in extraordinary conditions (such as the Civil War of 1918-1920, and the rural conflict of 1930-31) very few opponents were executed. The standard remedy for active opponents of the regime (as it was for common criminals) was socialist re-education, in good part through productive labor. This represented a humane and largely effective strategy…. Until 1937 the conditions applying to those actually confined for active opposition to the regime were considerably better than those for ordinary criminals; until 1937 torture was officially prohibited in the USSR (and, in fact, was rare). It was standard practice for those sentenced to a term in labor re-education camps in the remote region of the country to return to their old positions (as engineers, party leaders, etc.) after a relatively short time;…
Szymanski, Albert. Human Rights in the Soviet Union. London: Zed Books, 1984, p. 228
SCOTT DESCRIBES TREATMENT OF MAGNITOGORSK PRISONERS
There were almost no acquittals in Magnitogorsk in 1937, nor were there more than half a dozen death sentences. After the trial, the operative department of the NKVD turned the convicts over to the ULAG (criminal camp administration), whose job it was to get certain construction work done, using the labor of the convicts, and also to carry on re-educational work. The ULAG was a completely separate and independent part of the NKVD organization. They received a prisoner accompanied by a frayed document stating that he had been convicted on such-and-such an article. Beyond this they knew nothing. Their job was to build dams and railroads, and in the interest of high productivity, if for no other reason, they treated the prisoners as well as possible.
Arrived at the construction job, the prisoners received better food than they had had since their arrests and warm, sturdy clothes, and were told that from then on the thing that counted was their work. Until 1938, twenty, forty, or sixty percent of their sentences were frequently commuted for good work….
Alexei Pushkov, the chief of the Magnitogorsk NKVD during 1937, was himself purged in 1939 for his excessive ardor in purging the people of Magnitogorsk.
Scott, John. Behind the Urals, Boston: Houghton Mifflin Company, 1942, p. 193
At the time of their arrest, “saboteur”-Communists apparently expected that they would suffer a relatively light punishment, much like the nonparty specialists at the beginning of the 1930s, who were given decent living and working conditions after their trial. John Scott tells how in 1932, the GPU sent to Magnitogorsk 20 to 30 engineers who had been convicted in the case of the “Industrial Party.” Upon arriving in Magnitogorsk with their families, they were given four-room cottages and automobiles. They worked under contracts according to which they were paid 3000 rubles per month (10 times more than the wage of an average worker). Although they were watched by the 0GPU, they were allowed to go hunting on holidays in the forests of the Urals located tens of kilometers from the city. “They were also given highly responsible positions and instructed to work hard in order to prove that they really intended to become good Soviet citizens.” One of the former “wreckers” worked as the chief electrician at the combinat, another as the main engineer at a chemical plant. Several of them were decorated with medals for labor achievements.
Rogovin, Vadim. 1937: Year of Terror. Oak Park, Michigan: Labor Publications, 1998, p. 269
SECRET POLICE ARE FAIR TOWARD PRISONERS
All the British subjects at the Metro Vickers trial, however, subsequently revealed that they had been treated with great politeness and consideration by the Soviet authorities. None of them had been subjected to any form of coercion, 3d agree methods or force.
Alan Monkhouse declared of his OGPU examiners in a statement in the London Dispatch on March 15th: “they were extraordinarily nice to me and exceedingly reasonable in their questioning. My examiners seemed first-rate men who knew their job. The OGPU prison is the last word in efficiency, entirely clean, orderly and well-organized. This is the first time that I have ever been arrested, but I have visited English prisons and can attest that the OGPU quarters are much superior. OGPU officials showed every concern for my comfort.
Sayers and Kahn. The Great Conspiracy. Boston: Little, Brown and Company, 1946, p. 175
But it is said by those who have dealt constantly with the GPU in behalf of prisoners, that the heads, when they can be reached, are solicitous to correct the injustices or abuses of their subordinates. Even Dzerzhinsky, head of the old Cheka, was scrupulous in such cases, though severe–and he was fairly accessible.
While the GPU is the strong arm of the Soviet state for the protection of the Revolution and to keep the way clear of obstructions to the State’s program, it is essentially an organ of the Communist Party under the control of the Central Committee, as its creator, Dzerzhinsky, insisted it should be. It does not get out of hand, as do the secret services in some other countries–as, for instance, in the United States under the Daugherty-Burns regime.
To the minds of opponents of the Soviet regime the GPU bulks big. It is to them the Red Terror, supreme, lawless, all-powerful, ruthless, shooting at will on suspicion. But to any sober student of the political phenomena of Soviet Russia the GPU must appear as an exceedingly well-organized and efficient military police, with the function of combating all opposition, but working within definite bounds under the central political authority–to all appearances quietly, almost invisibly.
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 194
Concentration camps and temporary prisons for political prisoners or hostages were established in Soviet Russia during the civil war that followed the revolution. But it was not until the early 20s that a more or less regular penitentiary system began to be introduced and laws elaborated to apply to it. The regimen for political prisoners in the ’20s was relatively lenient. They received extra food, were exempt from forced labor, and were not subjected to humiliating inspections. In political jails self-government was allowed; the politicals elected “elders,” who dealt with the prison administration. They kept their clothes, books, writing materials, pocket knives; they could subscribe to newspapers and magazines. Their imprisonment was regarded as temporary isolation during a national emergency.
For example, on December 30, 1920, when the civil war had barely ended, the Cheka issued a special order;
“Information received by the Cheka establishes that members of various anti-Soviet parties arrested in political cases are being kept in very bad conditions…. The Cheka points out that the above-listed categories of people must not be regarded as undergoing punishment, but as temporarily isolated from society in the interests of the revolution. The conditions of their detention must not have a punitive character.”
One incident highlights the prison customs of the time. When Kropotkin, the Anarchist patriarch, died in his home near Moscow, hundreds of Anarchists who had been put in Butyrskaya prison for anti-Soviet activity demanded permission to attend the funeral of their teacher. Dzerzhinsky ordered that the Anarchists be let out on their honor. After the military funeral they all returned, to a man…?
Of course, in the early 20s there were quite a few instances that could be classified as insulting treatment of prisoners by the GPU. Still, this was the exception, not the rule. The Corrective Labor Code of 1924, which regulated conditions for all prisoners, including criminals and “counter-revolutionaries,” stated:
“The regimen should be devoid of any trace of cruel or abusive treatment, the following by no means being permitted: handcuffs, punishment cells, solitary confinement, denial of food, keeping prisoners behind bars during conversations with visitors.”
In most cases this code was observed at the time.
In the early 20s Commissar of Health Semashko pointed with pride to the establishment of a humane prison regime, which could not exist in capitalist countries. To be sure, some deterioration can be noted even in the ’20s. At the end of 1923, for example, the exercise period was cut down, which provoked a much publicized crash between Social Revolutionaries and guards at Solovketskaia prison. There were other “excesses,” but at the time they were exceptions rather than the rule.
Medvedev, Roy. Let History Judge. New York: Columbia University Press, 1989, p. 501-502
The difficulty of correctly appreciating the treatment of political prisoners in the Soviet Union, due primarily to the lack of factual evidence, is increased by those who, wishing to make obscurance doubly sure, have created OGPU legends which one could describe as entirely fictitious were they not sometimes based on the fiction of others. It is unnecessary to recapitulate them: they are widely held as the truth about the GPU.
The narrative which follows, written from the notes of Peter Kleist, a German engineer accused of espionage and held in prison by the GPU for examination, should destroy at least the more fantastic of these inventions and illuminate the obscurities of the remand period before the “Moscow Trials.” Kleist, whom I know intimately, is a person whose profoundest interests are his work and scientific truth. In the Lubyanka and Butirki prisons he observed the system and experienced the methods of the GPU; and without the passion either of resentment (he is disposed to objective thinking) or of partisanship (he is by no means a Communist) he has noted his experiences and observations. Apart from the changing of some names, necessary in order not to compromise certain individuals, the narrative faithfully adheres to Kleist’s notes. If it is unsensational, it is because the truth of his imprisonment is unsensational. For that reason, I consider Kleist’s narrative an important testimony in judging the GPU even for those who without wishing to surrender their prejudices, may yet wish to correct their misconceptions.
Edelman, Maurice. G.P.U. Justice. London: G. Allen & Unwin, ltd.,1938, p. 7
The warders at the Lubyanka alternated constantly and it was never possible to enter into their intimacy. The precise routine regulations prevented any great variation in the way in which they treated the prisoners. For the most part the behavior of the guards was unobjectionable. Prison regulations required that they should treat the prisoners courteously although they were not allowed to enter into general conversation with them.
Edelman, Maurice. G.P.U. Justice. London: G. Allen & Unwin, ltd.,1938, p. 105
[As Kleist crossed the Soviet border into Poland he was met with] I’m a detective of the Polish police. We like to know something of the intentions of our visitors from the USSR. Well, Kleist–and how do you feel?”
“I’m quite well.”
“I understand that you didn’t confess.”
“No. I had nothing to confess.”
“Tell that to your grandmother. Did they torture you?”
“No,” I snapped at him. “It was a Russian prison not a Polish one.”
He was unruffled. “Our prisons are quite humane,” he said. “Were you brutally treated?”
“No. I was treated as considerately as prison existence permits.”
Edelman, Maurice. G.P.U. Justice. London: G. Allen & Unwin, ltd.,1938, p. 199
[When I got off the train in Poland] One of the young men dashed up with a camera and said, “Look this way!” There was a flash and immediately the photographer dashed away with his camera.
“Polska Gazeta!” the other young man introduced himself briefly, speaking German. “Largest circulation in Warsaw. Offer you 500 zloty for your story.”
“What do you want to know?” I asked, looking over his head for my mother.
“Well, for a start– what tortures did they give you?”
“None.”
“Oh, come on, what tortures did they give you–did they keep you on bread and water, did they have a tom-tom beating day and night outside your cell, was your cell so small that you couldn’t stretch your legs out, did they shoot Trotskyists in front of your eyes? That’s the sort of stuff we want. Let it rip!”
He waited with his pencil poised.
“There’s nothing haggard I can tell you,” I answered, “that will interest you in that way. I was examined under as good circumstances as the situation allowed. I admitted anything that I had done and denied what I hadn’t done.”
He looked disappointed.
“H’m! What about your talking drug? Were you drugged at all?”
“Not to my knowledge.”
“Well, you’d know if you were drugged.”
“Exactly.”
“Well, I’m afraid your story’s not much use. Have to do something about it. Let’s see.” He started writing rapidly in shorthand, muttering as he wrote: “Kleist looked haggard and worn after his three months’ imprisonment in the Lubyanka…refused to speak. His senses seemed to have been numbed by his experiences. He could not remember his sufferings and seemed unable to think coherently. He refused to speak of the tortures of the GPU and cast hunted looks about the platform. Apparently he had friends still in the Lubyanka held as hostages for his silence. How’s that?”
I shrugged my shoulders.
“You’re a lickspittle, my dear fellow. Your bosses ask you for this. You’ve got to give it. Don’t expect any from me.”
Unabashed he folded his pocket-book, raised his fawn hat, and rushed away.
APPENDIX I
(Kleist on the Moscow Trials)
Edelman, Maurice. G.P.U. Justice. London: G. Allen & Unwin, ltd.,1938, p. 203
The NKVD hit lists [in the Baltic states] were very similar to those of the SS and the Gestapo: all members of parliament and senators, local mayors and heads of district administrations, landowners and businessmen, lawyers, priests, policemen, non-Marxist intellectuals and so on. In short, anyone who might possibly cause trouble was arrested and shipped out to the wastes of Kazakhstan or Siberia. Unlike the Nazis, however, the Soviet authorities could claim quite truthfully that their victims were not being treated any differently from their fellow citizens of the Soviet Union.
Read, Anthony and David Fisher. The Deadly Embrace. New York: Norton, 1988, p. 360
Surprisingly, I was never actually beaten….
Kuusinen, Aino. The Rings of Destiny. New York: Morrow, 1974, p. 147
I should also record that, long and exhausting as the interrogations were, I myself was never treated with physical cruelty, though I had to listen to plenty of threats and insults during both periods of questioning, month after month.
Kuusinen, Aino. The Rings of Destiny. New York: Morrow, 1974, p. 197
My experience was not really one of a “police state.” The GPU was as much respected and trusted as feared, in my time. The ordinary urban police was neither respected nor feared, but rather pitied. Twice I witnessed the same scene: a civilian knocked down a policeman; bystanders came to his aid and held the attacker until a second policeman showed up; the two law officers then took the culprit to the station, without twisting his arms. Another time when a policeman admonished two young drunks, one of them, imitating the gestures of regulating traffic, shouted, “You, comrade regulator, just regulate traffic, and don’t hassle us!” The cop just replied, amid general laughter, “All right, boys, go home and sleep it off.”
…Subsequently, however, I was shocked on occasion to see large groups of men and women being roughly herded through the streets by soldiers. I found it hard to believe that they were all criminals. But I could not then, and for many years thereafter, believe that people were physically mistreated, beaten, or tortured in the Soviet Union. It was contrary to the profound and general condemnation of physical violence which I had found prevalent everywhere. Verbal quarrels were often harsh enough, but they never came to blows; this was considered “uncultured.” In Makeyevka, where it cannot have been easy to maintain school discipline among tough kids, it was a great public scandal when a teacher ordered a boy To kneel in a corner of the classroom. When I lived and worked in the “East” I perceived a human face behind the mask.
Blumenfeld, Hans. Life Begins at 65. Montreal, Canada: Harvest House, c1987, p. 167
SOVIET PRISONS ARE DECENT FOR LIVING
Some of the bitterest stories of prison experiences under the Soviets have been written about these preliminary detention prisons. While these stories constitute a fair indictment of certain methods of the GPU, they are not a fair basis for judging the Russian political prison system. All such temporary jails the world over tend to be far below the average prison standard.
Even the larger detention prisons in Moscow and Leningrad, the Butirki and the Spalerna, are much better. Indeed, the Spalerna, built as a political prison by the czar, compares favorably with the “world’s best jails,” though it is often badly overcrowded. I do not recollect seeing a better jail, from a physical standpoint, anywhere in the United States.
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 241
I went into about a dozen prisons of all types, from Georgia to Leningrad, and had no difficulty getting in–and out–except for the political isolators and the detention prisons in Moscow, all of which were closed to foreign visitors because of the excitement at the time over the break with England. They differed greatly in cleanliness and arrangement, just as they do in the United States. I saw none worse than some I have seen in the United States, and two were as clean and well ordered as America’s best. The average, however, is lower; but so is the whole Russian standard of living.
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 244
…The whole system is operated on elastic lines in order to move prisoners about easily from one type of institution to another according to the authorities’ judgment of their ability to stand more or less liberty. A prisoner may progress from an isolator–the severest type, where the regime is like that of prisons anywhere–to a house of correction, where he is freer. That freer regime is marked by one of the most amazing privileges of Soviet prisons, a two-weeks’ vacation each year with pay for every well-behaved prisoner, and for those whose conduct is not first-class, proportionately less time off. Prisoners may take their two weeks all at one time, or divide it into short periods, or even into “weekends in town.”
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 245
Peasant prisoners get three months’ vacation in the summer–without prison pay–to help with the crops if their village Soviet does not object to their return home. The approval of the home-town soviet is now required in order to avoid trouble with the neighbors, following early incidents in which some prisoners were beaten, even killed, by indignant villagers. The officials say that very few prisoners fail to return from vacation. Those who do not return and who are caught suffer no additions to their sentences, but they get no more vacations and may be sent back to prisons of more restricted liberty.
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 246
In “intermediate” houses of correction located usually in cities, prisoners have still more liberty, as they are free to go to work outside, only coming back to sleep in them. Some work in the shops inside; but even they are allowed to go out. I heard envious comment in Leningrad from unemployed workers who thought these prisoners better off than they–with secure jobs and a comfortable home! Farm colonies, in which liberty is least restricted, are connected with most of the large prisons. One I visited near Leningrad was an old estate, surrounded by barbed wire in order to check up at the entrances on the comings and goings of prisoners to the fields and forests–and even to the railroad station a mile away, where they were allowed to see off their visitors. The whole atmosphere was natural and unrestrained. The warden and guards played games with the men, and worked and slept out with them in field and forest. Those who prove unfit for this increased liberty of farm colonies are sent back to the more restricted prisons.
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 246
Within the prisons the relations between the keepers and inmates are unusually democratic, as prisons go. The prisoners share actively in running prison life, though thorough-going self government experiments are still in their infancy. The prisoners share in self government is so far confined to organizing education and recreation and conducting the prison cooperative stores.
…Most of the wardens struck me as more alert, less officious, and with a closer man-to-man relation to the prisoners, than any wardens I have had the privilege of meeting elsewhere–and I have met a good many, in one capacity or another.
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 247
One of the great improvements in Russian prisons is that work is available to almost all prisoners. There is no forced labor, no contract labor, as in the United States. All prisoners are free not to work if they choose. But great inducements to work lie in the payment of wages and in the deduction of one-third time off the sentences of working prisoners. The wages are usually low, but enough to help support the prisoners’ families, to take care of their needs for tobacco, sweets, stationery, and toilet articles at prison stores, and to give them some money on release. In all but a few prisons there is plenty of work in the shops, making textiles, harnesses, shoes, furniture, wagons–and in printing. The goods not purchased by a government department are sold on the market, and the profits go to prison maintenance.
In several prisons where the men–common offenders–crowded around me with curiosity as to my mission, I asked for those who had served time also in Czarist prisons. Each time a few spoke up. In response to inquiry as to what improvements they noted, if any, under the Soviets, they usually laughed at the idea of asking such a question. “Of course this regime is better,” said one, “we can smoke, we don’t have to go to church, we can see the warden any time we ask, and we get pay and vacations.”
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 248
…There is, however, no solitary confinement in Russia, except temporarily for offenses committed in prison.
Baldwin, Roger. Liberty Under the Soviets, New York: Vanguard Press, 1928, p. 249